Unternehmertum im Transformations- und Integrationsprozeß. Einstiegsliteratur

Transkript

1 Unternehmertum im Transformations- und Integrationsprozeß Einstiegsliteratur I. Theoretische Ansätze zu Unternehmertum und Innovation in marktwirtschaftlichen Systemen 1. Der Unternehmerbegriff in der Wirtschaftswissenschaft: Von Schumpeter bis heute Audretsch, D. (2002): Entrepreneurship: A Survey of the Literature, CEPR, Prepared for the European Commission, Enterprise Directorate General. Holmes, T. J., and J. A. Schmitz, Jr. (1990): A Theory of Entrepreneurship and Its Application to the Study of Business Transfers, Journal of Political Economy, (2), Romer, P. (1990): Endogenous Technological Change, Journal of Political Economy, 94(5), Schumpeter, J. (1934): Theorie der wirtschaftlichen Entwicklung: eine Untersuchung über Unternehmensgewinn, Kapital, Kredit, Zins und den Konjunkturzyklus. Duncker und Humblot, Berlin, 4th edn. Schumpeter, J. A. (1942): Capitalism, Socialism and Democracy. London. 2. Die Rolle des Unternehmertums für Innovation und Wachstum Afuah, A. (2003): Innovation Management. Oxford University Press, New York, 2nd edn. Audretsch, D. (2002): Entrepreneurship: A Survey of the Literature, CEPR, Prepared for the European Commission, Enterprise Directorate General. Boutellier, R., O. Gassmann, and M. von Zedtwitz (2000): Managing Global Innovation: Uncovering the Secrets of Future Competitiveness. Springer Verlag, Berlin, 2nd edn. Freeman, C., and L. Soete (1997): The Economics of Industrial Innovation. Penguin Books, London, 3th edn. Grupe, C. and S. Kusic (2005): Innovative Entrepreneurship in Croatia - Is There a Market for Venture Capital?, Nomos- Verlag, Baden-Baden, forthcoming. Kirzner, I. M. (1978): Wettbewerb und Unternehmertum. Mohr Verlag, Tübingen. Porter, M. E. (2003): Building the Microeconomic Foundations of Prosperity: Findings from the Business Competitiveness Index, in Global Competitiveness Report World Economic Forum (WEF). Romer, P. (1990): Endogenous Technological Change, Journal of Political Economy, 94(5), Schumpeter, J. (1934): Theorie der wirtschaftlichen Entwicklung: eine Untersuchung über Unternehmensgewinn, Kapital, Kredit, Zins und den Konjunkturzyklus. Duncker und Humblot, Berlin, 4th edn. Schumpeter, J. A. (1942): Capitalism, Socialism and Democracy. London. van Stel, A., M. Carree, and R. Thurik (2004): The effect of entrepreurship on national economic growth: An analysis using the GEM database, SCALES-paper, N

2 3. Die Rolle kleiner und mittelständiger Unternehmen in modernen Wirtschaften Afuah, A. (2003): Innovation Management. Oxford University Press, New York, 2nd edn. Audretsch, D. (2002): Entrepreneurship: A Survey of the Literature, CEPR, Prepared for the European Commission, Enterprise Directorate General. Grupe, C. and S. Kusic (2005): Innovative Entrepreneurship in Croatia - Is There a Market for Venture Capital?, Nomos- Verlag, Baden-Baden, forthcoming. Hagström, P., and A. Chandler (1998): Perspectives on Firm Dynamics, in: The Dynamic Firm. The Role of Technology, Strategy, Organization, and Regions, ed. by A. Chandler, P. Hägström, and O. Sölvell, pp Oxford University Press, Oxford, New York. Hall, G. (1995): Surviving and Prospering in the Small Firm Sector. Routledge, London. Jovanović, B. (2001): New Technology and The Small Firm, Small Business Economics, (16), OECD(1997): Small Business, Job Creation and Growth: Facts, Obstacles and Best Practices, OECD. Schumpeter, J. (1934): Theorie der wirtschaftlichen Entwicklung: eine Untersuchung über Unternehmensgewinn, Kapital, Kredit, Zins und den Konjunkturzyklus. Duncker und Humblot, Berlin, 4th edn. Schumpeter, J. A. (1942): Capitalism, Socialism and Democracy. London. UNCTAD (2002): Improving the Competitiveness of SMEs through Enhancing Productive Capacity, UNCTAD Trade and Development Board. Commission on Enterprise, Business Facilitation and Development. 4. Der Einfluß institutioneller Rahmenbedingungen und des Sozialkapitals auf das Unternehmertum Freeman, C., and L. Soete (1997): The Economics of Industrial Innovation. Penguin Books, London, 3th edn. Rus, A. (2002): Social Capital and SME Development, in Small Enterprise Development in South-East Europe. Policies for Sustainable Growth, ed. By W. Bartlett, M. Bateman, and M. Vehovec, pp Kluwer Academic Publishers, Dordrecht. United Nations (2001): Best Practice in Business Incubation, United Nations Publications, (ECE/Trade/265). Putnam, R.D. (1994), Making democracy work : civic traditions in modern Italy / Robert D. Putnam, Princeton Univ. Press, 1994

3 II. Unternehmertum in der Systemtransformation: Institutionen im Wandel a) Ausgangslage: 5. Aufgaben,Kompetenzen und Motivation sozialistischer Betriebsdirektoren Kornai, Janos. (1995), Das sozialistische System: die politische Ökonomie des Kommunismus. Baden-Baden : Nomos Verl. Ges., Schriftenreihe des Bundesinstituts für Ostwissenschaftliche und Internationale Studien, Köln ; 29 Nove, Alec. (1980), Das sowjetische Wirtschaftssystem, Nomos Verlagsgesellschaft, Baden- Baden, insb. Kapitel 5-8, 10. Leipold, Helmut (1988): Wirtschafts- und Gesellschaftssysteme im Vergleich, Fischer-Verlag, Stuttgart. Thomas Brockmeier (1998), Wettbewerb und Unternehmertum in der Systemtransformation, Schriften zu Ordnungsfragen der Wirtschaft Bd. 59, Lucius & Lucius, Stuttgart. Leszek Balcerowicz (1995), Socialism, Capitalism, Transformation, Central European University Press, Budapest et al., (Part I) b) Wandel formeller Institutionen: 6. Die Entstehung privatwirtschaflicher Initiative im Transformationsprozeß i. Privatisierungsmethoden und die Auswirkungen auf das Unternehmertum Leszek Balcerowicz (1995), Socialism, Capitalism, Transformation, Central European University Press, Budapest et al., (Part I) Kušić, S. (2001): Privatisierung im Transformationsprozess: Das Beispiel der Republik Kroatien. Deutscher Universitäts-Verlag, Wiesbaden. Fischer, Stanley und Alan Gelb. The Process of Socialist Economic Transformation, Journal of Economic Perspectives, Vol. 5, Issue 4, Herbst 1991, S Commander, Simon, Mark Dutz und Nicholas Stern. Restructuring in Transition Economics: Ownership, Competition and Regulation. Washington Angelucci, M., S. Estrin et al., (2001). The Effects of Ownership and Competitive Pressure on Firm Performance in Transition Countries: Micro Evidence from Bulgaria, Romania and Poland CEPR Discussion Paper Leipold, H. (Hrsg.)(1992), Privatisierungskonzepte im Systemwandel / Forschungsstelle zum Vergleich Wirtschaftlicher Lenkungssysteme, Fachbereich Wirtschaftswissenschaften, Philipps-Universität Marburg, Arbeitsberichte zum Systemvergleich ; 16. ii. Unternehmensneugründungen: Aufbau formeller Institutionen als Voraussetzung für die Entstehung von Unternehmertum Thomas Brockmeier (1998), Wettbewerb und Unternehmertum in der Systemtransformation, Schriften zu Ordnungsfragen der Wirtschaft Bd. 59, Lucius & Lucius, Stuttgart. Fischer, Stanley und Alan Gelb. The Process of Socialist Economic Transformation, Journal of Economic Perspectives, Vol. 5, Issue 4, Herbst 1991, S Fischer, Stanley und Alan Gelb. The Process of Socialist Economic Transformation, Journal of Economic Perspectives, Vol. 5, Issue 4, Herbst 1991, S

4 UNECE (2003): Small and Medium-Sized Enterprises in Countries of Transition, Series: Entrepreneurship and SMEs. United Nations (2001): Best Practice in Business Incubation, United Nations Publications, (ECE/Trade/265). Vincentz, V. (2002): Entwicklung und Tendenzen der Finanzsysteme in Osteuropa, Osteuropa-Institut Munich Working Paper, (237). 7. Der Einfluß ausländischer Direktinvestitionen auf Unternehmertum in Transformationsländern Blomstrom, M., and A. Kokko (1997): How Foreign Investment Affects Host Countries, World Bank Policy Research Working Paper Borensztein, E., J. De Gregorio, and J.-W. Lee (1998): How Does Foreign Direct Investment Affect Economic Growth?, Journal of International Economics, 45(1), Dunning, J.H. (1993). Multinational enterprises and the global economy workplan, Berkshire, Addison-Wesley, Tondl, G. and G. Vuksic (2003),What makes regions in Eastern Europe catching up? The role of foreign investment, human resources and geography, IEF Working Paper Nr. 51. UNECE (2001), Economic Growth and Foreign Direct Investment in the Transition Economies, in: Economic Survey of Europe 2001, No. 1, Genf, S Hausman, R. and E. Fernández-Arias (2000). Foreign Direct Investment: Good Cholesterol?, Prepared for the Seminar: The New Wave of Capital Inflows: Sea Change or Just Another Tide? Annual Meeting of the Board of Governors, Inter- American Development Bank and Inter-American Investment Corporation New Orleans, March 26, Fernández-Arias, E. and R. Hausmann (2000), Is FDI a Safer Form of Financing?, Inter-American Development Bank, Research Department Working Paper #416, Prepared for the Seminar: The New Wave of Capital Inflows: Sea Change or Just Another Tide? Annual Meetings of the Board of Governors, Inter- merican Development Bank and Inter-American Investment Corporation New Orleans, March 26, Campos, N.F. and Kinoshita, Y. (2002), Foreign Direct Investment as Technology Transferred: Some Panel Evidence from the Transition Economies, William Davidson Institute Working Paper, no Falcetti, E., P. Sanfey und A. Taci (2003). Bridging the Gaps: Private Sector Development, Capital Flows and the Investment Climate in South-Eastern Europe. Working Paper, Nr. 80, European Bank for Reconstruction and Development, London. Blomstrom, M. and Kokko, A. (1998), Foreign Investment as a Vehicle for International Technology Transfer, in: Navaretti, G.B. et al, (eds.), Creation and transfer of knowledge: Institutions and incentives, Heidelberg and New York: Springer, pp Markusen, J.R. and Venables, A.J. (1999), Foreign Direct Investment as a Catalyst for Industrial Development, European Economic Review, 43(2), pp Finanzierung innovativer KMUs in Transformationsstaaten: Hindernisse und Möglichkeiten Albach, H., D. Hunsdieck, and L. Kolkalj (1986): Finanzierung mit Risikokapital, Schriften zur Mittelstandsforschung, (15 NF).

5 Baaken, T. (1989): Bewertung technologieorientierter Unternehmensgründungen: Kriterien und Methoden zur Bewertung von Gründerpersönlichkeit, Technologie und Markt für Banken und Venture-Capital-Gesellschaften sowie für die staatliche Wirtschafts- und Technologieförderung. Erich Schmidt Verlag, Berlin. Baranyai, G. (2002): The Past and Future of Venture Capital/Private Equity (in Hungary and Central and Eastern Europe), Our View, Hungarian Venture Capital and Private Equity Asscociation. Berger, A., and G. Udell (1998): The Economics of Small Business Finance: The Roles of Private Equity and Debt Markets in the Financial Growth Cycle, Journal of Banking and Finance, (22), Black, B., and R. Gilson (1998): Venture capital and the structure of capital markets: bank versus stock markets, Journal of Financial Economics, (47), Bliss, R. (1998): A Venture Capital Model for Transitioning Economies: The Case of Poland, 1998 Babson College- Kauffman Foundation Entrepreneurship Research Conference. Callahan, J., and S. Muegge (2003): Venture Capital s Role in Innovation: Issues, Research and Stakeholder Interests, in The International Handbook on Innovation, ed. by L. Shavinina. Elsevier Science, Berlin, Heidelberg, pdf version available under Faraq, H., U. Hommel, and P. Witt (2003): Private equity practices in transition economies - A comparative analysis of Eastern European and German markets, cicf Working Paper. Grupe, C. and S. Kusic (2005): Innovative Entrepreneurship in Croatia - Is There a Market for Venture Capital?, Nomos- Verlag, Baden-Baden, forthcoming. King, R. G., and R. Levine (1993): Finance and Growth: Schumpeter Might be Right, The Quarterly Journal of Economics, 108(3), Pissarides, F. (1999): Is lack of funds the main obstacle to growth? EBRD s experience with small- and medium-sized businesses in central and eastern Europe, Journal of Business Venturing, (14), Pissarides, F. (2001): Financial structures to promote private sector development in South-Eastern Europe, EBRD Working Paper, (64). Schöfer, P., and R. Leitinger (2002): Framework for Venture Capital in the Accession Countries to the European Union, Research study of the University of Applied Sciences FH bfi Wien. Vincentz, V. (2002): Entwicklung und Tendenzen der Finanzsysteme in Osteuropa, Osteuropa-Institut Munich Working Paper, (237). c) Wandel informeller Institutionen: 9. Das Verhältnis Sozialkapital und Unternehmertum in postsozialistischen Wirtschaften Bartlett, W., and V. Bukvić (2002): What are the Main Barriers to SME Growth and Development in South-East Europe?, in Small Enterprise Development in South-East Europe. Policies for Sustainable Growth, ed. By W. Bartlett, M. Bateman, and M. Vehovec, pp Kluwer Academic Publishers, Dordrecht. Rus, A. (2002): Social Capital and SME Development, in Small Enterprise Development in South-East Europe. Policies for Sustainable Growth, ed. By W. Bartlett, M. Bateman, and M. Vehovec, pp Kluwer Academic Publishers, Dordrecht. Putnam, R.D. (1994), Making democracy work : civic traditions in modern Italy / Robert D. Putnam, Princeton Univ. Press, 1994 Bandelj, N. (2001). Culture, Contacts and Capital: Social Relations as Determinants of Foreign Direct Investment in Central and Eastern Europe. Revised Proposal for the EPIC Second Cohort Advance Research Workshop June 2001.

6 Dubini, P. (1989), The influence of motivations and environment on business start-ups: some hints for public policies, Journal of Business Venturing, 4(1), S Fukuyama, F. (2001), Social capital, civil society and development, Third World Quarterly, 22(1), Pfadabhängige Entwicklung als Erklärungsansatz für unterschiedliche Entwicklungen des Unternehmenssektors in Transformationsstaaten Robinson, N. (2003), Communist and post-communist states, and path dependent political economy, Wetzel, A. (2005), Das Konzept der Pfadabhängigkeit und seine Anwendungsmöglichkeiten in der Transformationsforschung, Arbeitspapiere des Osteuropa-Instituts der Freien Universität Berlin, Arbeitsschwerpunkte Politik, 52/2005. Siehl, E. (1997), Pfadabhängigkeit und Privatisierung in Osteuropa - Die institutionenökonomische Perspektive, Arbeitspapiere des Osteuropa-Instituts der Freien Universität Berlin, Arbeitsschwerpunkte Politik, 10/1997. Zweynert, J. and N. Goldschmidt (2005), The Two Transitions in Central and Eastern Europe and the Relation between Path Dependent and Politically Implemented Institutional Change, HWWA Discussion Paper 314. Kusic, S. (2005), Path Dependency in the Process of Privatization, in: Kusic, S. (ed.) Path-Dependent Development in the Western Balkans - The Impact of Privatization, Frankfurt. Bandelj, N. (2001): Culture, Contacts and Capital: Social Relations as Determinants of Foreign Direct Investment in Central and Eastern Europe. Revised Proposal for the EPIC Second Cohort Advance Research Workshop June Leipold, H. (1996): "Zur Pfadabhängigkeit der institutionellen Entwicklung," in: Entstehung und Wettbewerb von Systemen, ed. by D. Cassel, vol. Berlin, S North, D. (1988): Theorie des institutionellen Wandels, Tübingen. North, D. (1992): Institutionen, institutioneller Wandel und Wirtschaftsleistung, Tübingen. Pierson, P. (2000): "Increasing Returns, Path Dependence and the Study of Politics", American Political Science Review, (94), S