FMA Prospektaufsicht: Liste eingehender Notifikationen gem. 10 Abs. 9 Kapitalmarktgesetz (KMG)

Transkript

1 AMF - Autorité des marchés financiers (FR) AMUNDI ISSUANCE Nichtdividendenwert Prospectus for the issuance of 20,000,000 Amundi Protect 80 Gold Certificates due 20 March 2024 FR AMUNDI ISSUANCE Nichtdividendenwert Prospectus for the issuance of 20,000,000 Amundi Partizip Gold Certificates due 20 March 2024 FR KLEPIERRE 3rd to Base Prospectus 7,000,000,000 EURO MEDIUM TERM NOTE PROGRAMME AMUNDI ISSUANCE 1st to Prospectus for the issuance of 20,000,000 Amundi Protect 80 Gold Certificates due 20 March Total S.A. 3rd to Base Prospectus 35,000,000,000 Euro Medium Term Note Programme PEUGEOT SA 4th to Base Prospectus 5,000,000,000 Euro Medium Term Note Programme PEUGEOT SA 5th to Base Prospectus 5,000,000,000 Euro Medium Term Note Programme AFM - Autoriteit Financiele Markten (NL) ING Bank N.V. 3rd to various Base Prospectuses ING Bank N.V. 3rd to Base Prospectus 40,000,000,000 Global Issuance Programme for the issuance of Medium Term Notes and Inflation Linked Notes ING Bank N.V. 3rd to Base Prospectus 40,000,000,000 Global Issuance Programme for the issuance of Share and Index Basket Linked Notes Coöperatieve Rabobank U.A. (vormals COÖPERATIEVE CENTRALE RAIFFEISEN-BOER ENLEENBANK B.A.) Coöperatieve Rabobank U.A. (vormals COÖPERATIEVE CENTRALE RAIFFEISEN-BOER ENLEENBANK B.A.) N.V. Bank Nederlandse Gemeenten to Base Prospectus EUR 15,000,000,000 Structured Medium-Term Note Programme rd to Base Prospectus EUR 160,000,000,000 Global Medium-Term Note Programme nd to Base Prospectus EUR 100,000,000,000 Debt issuance programme DVR Seite 1 von 8

2 BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht (DE) Landesbank Baden-Württemberg 3rd to various Base Prospectuses Barclays Bank PLC s to various Base Prospectuses BNP Paribas Arbitrage Issuance B.V. s to various Base Prospectuses Credit Suisse AG s to various Base Prospectuses Deutsche Bank AG s to various Base Prospectuses HSBC Trinkaus & Burkhardt AG to Base Prospectus Discount-Zertifikate bzw. Discount-Zertifikate mit Barrier-Element Reverse-Discount-Zertifikate bzw. Reverse-Discount- Zertifikate mit Barrier-Element Anleihen bzw. Protect-Anleihen Reverse-Anleihen bzw. Reverse Protect-Anleihen Commerzbank AG Basisprospekt Base Prospectus to Exchange Traded Notes (ETNs), Exchange Traded Commodities (ETCs), ("Exchange Traded Products (ETPs)"), bezogen auf Indizes Credit Suisse AG 6th to Base Prospectus Zertifikate und Anleihen II HSBC Trinkaus & Burkhardt AG Supplrements to various Base Prospectuses UniCredit Bank AG to Base Prospectus Wertpapiere mit Zinsstrukturen unter dem Euro Debt Issuance Programme Societe Generale Effekten GmbH Basisprospekt Base Prospectus to Reverse Convertible Anleihen Lang & Schwarz AG 12th to Base Prospectus derivative Produkte Commerzbank AG Basisprospekt Base Prospectus to TURBO-Zertifikate bezogen auf US-amerikanische Aktien UniCredit Bank AG Basisprospekt Base Prospectus to Knock-out Wertpapiere und Optionsscheine unter dem Euro Debt Issuance Programme AVK Altersvorsorgekonto Emissionsgesellschaft mbh (vormals Goldman Sachs Finanzprodukte GmbH) s to various Base Prospectuses BNP Paribas Emissions- und Handelsgesellschaft mbh Basisprospekt Base Prospectus to Zertifikate, Aktienanleihen, Anleihen (Fortsetzung des offentlichen Angebots und zur Erhöhung des Emissionsvolumens) Goldman Sachs & Co. 11th to Securities (issued in the form of Certificates, Notes, Warrants) Goldman Sachs & Co. 11th to Base Prospectus Wertpapiere (begeben als Zertifikate, Anleihen, Optionsscheine) DVR Seite 2 von 8

3 UniCredit Bank AG to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz) unter dem Euro Debt Issuance Programme HSBC Trinkaus & Burkhardt AG to Base Prospectus Optionsscheine und Zertifikate Lang & Schwarz AG 13th to Base Prospectus derivative Produkte UBS AG Basisprospekt Base Prospectus to Warrants Credit Suisse AG s to various Base Prospectuses Vontobel Financial Products GmbH 2nd to Base Prospectus Faktor-Zertifikate UniCredit Bank AG 7th to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz) unter dem Euro Debt Issuance Programme UniCredit Bank Austria AG 7th to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz) Commerzbank AG Basisprospekt Base Prospectus to Begebung von neuen Wertpapieren sowie zur Fortsetzung des öffentlichen Angebots und zur Erhöhung des Emissionsvolumens bereits begebener Wertpapiere über Strukturierte Anleihen [mit [Teil-]Kapitalschutz] Commerzbank AG s to various Base Prospectuses HSBC Trinkaus & Burkhardt AG Basisprospekt Base Prospectus to Open End-Faktor-Partizipationszertifikate Commerzbank AG 14th to Base Prospectus Unlimited Faktor-Indexzertifikate Credit Suisse AG 7th to Base Prospectus Zertifikate und Anleihen II Goldman Sachs & Co. Goldman Sachs & Co. Basisprospekt Base Prospectus to Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine) Basisprospekt Base Prospectus to Securities (issued in the form of Certificates, Notes or Warrants) Lang & Schwarz AG 14th to Base Prospectus derivative Produkte DZ Bank AG Deutsche Zentral-Genossenschaftsbank DZ Bank AG Deutsche Zentral-Genossenschaftsbank Basisprospekt Base Prospectus für das öffentliche Angebot von Renditzertifikate u.a Basisprospekt Base Prospectus für das öffentliche Angebot von Expresszertifikate u.a Portfolio Solutions S.A. Basisprospekt Base Prospectus for the issuance of Performance Tracker Certificates Bayerische Landesbank Basisprospekt Base Prospectus to Prozentnotierte Schuldverschreibungen DVR Seite 3 von 8

4 Deutsche Bank AG s to various Base Prospectuses Citigroup Global Markets Deutschland AG & Co. KGaA s to various Base Prospectuses Credit Suisse AG 8th to Base Prospectus Zertifikate und Anleihen II Commerzbank AG s to various Base Prospectuses UBS AG s to various Base Prospectuses Commerzbank AG s to various Base Prospectuses Commerzbank AG 17th to Base Prospectus Unlimited Faktor-Indexzertifikate Lang & Schwarz AG 15th to Base Prospectus derivative Produkte UBS AG Basisprospekt Base Prospectus to Securities BNP Paribas Emissions- und Handelsgesellschaft mbh Vontobel Financial Products GmbH Goldman Sachs & Co. AVK Altersvorsorgekonto Emissionsgesellschaft mbh (vormals Goldman Sachs Finanzprodukte GmbH) s to various Base Prospectuses to Base Prospectus Faktor-Zertifikate to various Base Prospectuses th to various Base Prospectuses Credit Suisse AG s to various Base Prospectuses CSSF - Commission de surveillance du secteur financier (LU) BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse AG 3rd to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme Deutsche Bank AG 9th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme Linde AG 2nd to Base Prospectus 10,000,000,000 Debt Issuance Programme DVR Seite 4 von 8

5 BREMER LANDESBANK KREDITANSTALT OLDENBURG - GIROZENTRALE 3rd to Base Prospectus EUR 20,000,000,000 Debt Issuance Programme Aareal Bank AG 3rd to Base Prospectus Euro 15,000,000,000 Debt Issuance Programme The Goldman Sachs Group, Inc 9th to Base Prospectus Euro Medium-Term Notes, Series F ThyssenKrupp AG Basisprospekt Base Prospectus to 10,000,000,000 Debt Issuance Programme Vonovia Finance B.V. 5th to Base Prospectus EUR 8,000,000,000 Debt Issuance Programme NOMURA INTERNATIONAL FUNDING PTE. LTD. 3rd to Base Prospectus USD 6,000,000,000 Note, Warrant and Certificate Programme The Goldman Sachs Group, Inc 10th to Base Prospectus Euro Medium-Term Notes, Series F Citigroup Inc. 7th to Base Prospectus U.S.$ 110,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series C GOLDMAN SACHS INTERNATIONAL 15th to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and Certificates Sixt SE Nichtdividendenwert Prospectus to EUR [*] [*] per cent. Notes due 2021 DE000A2DADR EVN AG Basisprospekt Base Prospectus to EUR 2,000,000,000 Debt Issuance Programme Raiffeisenlandesbank Steiermark AG 3rd to Base Prospectus to Angebotsprogramm für Schuldverschreibungen und Zertifikate J.P. Morgan Structured Products B.V. 10th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Certificates Societe Generale to Base Prospectus Debt Instruments Issuance Programme eterna Mode Holding GmbH Nichtdividendenwert Prospectus to Emission von bis zu EUR ,75 % Schuldverschreibungen fällig 2022 DE000A2E4XE Raiffeisen Bank International AG 2nd to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme for the issue of Notes Siemens AG 3rd to Base Prospectus 15,000,000,000 Programme for the Issuance of Debt Instruments National Australia Bank Limited 2nd to Base Prospectus U.S.$100,000,000,000 Global Medium Term Note Programme CA Immobilien Anlagen AG Nichtdividendenwert Prospectus to Offering of EUR [*] [*]% Bonds due 2024 AT0000A1TBC ThyssenKrupp AG 1st to Base Prospectus 10,000,000,000 Debt Issuance Programme TE Connectivity Ltd. (ehem.tyco Electronics Ltd.) to Prospectus Offer of Shares under the Employee Stock Purchase Plan DVR Seite 5 von 8

6 J.P. Morgan Structured Products B.V. 11th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Certificates DekaBank Deutsche Girozentrale to Base Prospectus Emissionsprogramm für Inhaberschuldverschreibungen II DekaBank Deutsche Girozentrale to Base Prospectus 35,000,000,000 Debt Issuance Programme for the issue of Notes (including Pfandbriefe) DekaBank Deutsche Girozentrale to Base Prospectus 35,000,000,000 Debt Issuance Programme für die Emission von Schuldverschreibungen (einschließlich Pfandbriefen) Deutsche Bank AG 10th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme Grenke AG (vormals Grenkeleasing AG) Basisprospekt Base Prospectus to 2,000,000,000 Debt Issuance Programme NATIXIS 1st to Base Prospectus to Zertifikate im Rahmen eines deutschen Zertifikateprogramms über EUR , NOMURA INTERNATIONAL FUNDING PTE. LTD. 4th to Base Prospectus USD 6,000,000,000 Note, Warrant and Certificate Programme Exane Finance 3rd to Base Prospectus Debt Securities Issue Programme Banca Comerciala Romana S.A. Basisprospekt Base Prospectus for the issuance of Equity Linked Notes and Index Linked Notes ThyssenKrupp AG 2nd to Base Prospectus 10,000,000,000 Debt Issuance Programme BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse AG 4th to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme The Goldman Sachs Group, Inc 11th to Base Prospectus Euro Medium-Term Notes, Series F GOLDMAN SACHS INTERNATIONAL Basisprospekt Base Prospectus to Series M Programme for the Issuance of Warrants, Notes and Certificates Deutsche Telekom AG 2nd to Base Propectus EUR 25,000,000,000 Debt Issuance Programme Citigroup Inc. 8th to Base Prospectus to U.S. 10,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series C Spar Österreichische Warenhandels-AG 2nd to Prospectus für das öffentliche Angebot von bis zu 1757 SPAR-Anleihe Schuldverschreibungen NOMURA INTERNATIONAL FUNDING PTE. LTD. 5th to Base Prospectus to USD 6,000,000,000 Note, Warrant and Certificate Programme Deutsche Bank AG 11th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme DVR Seite 6 von 8

7 mfinance France S.A. Basisprospekt Base Prospectus to 3,000,000,000 Euro Medium Term Note Programme J.P. Morgan Structured Products B.V. 12th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Certificates Irish Financial Services Regulatory Authority (IE) Nordea Bank AB (publ) 1st to Base Prospectus 15,000,000,000 Structured Note Programme Citigroup Inc. 7th to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme - Underlying Linked Notes Nordea Bank AB (publ) 3rd to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme Citigroup Inc. 1st to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Source Physical Markets plc. to Base Prospectus Secured Precious Metals-Linked Certificates Programme Nordea Bank AB (publ) 2nd to Base Prospectus 15,000,000,000 Structured Note Programme Nordea Bank AB (publ) 4th to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme Citigroup Inc. Basisprospekt Base Prospectus to Citi U.S.$30,000,000,000 Global Medium Term Note Programme - Underlying Linked Notes Toyota Motor Finance (Netherlands) B.V. to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme Nomura Bank International plc 3rd to Base Prospectus USD4,000,000,000 NOTE, WARRANT AND CERTIFICATE PROGRAMME Toyota Motor Finance (Netherlands) B.V. to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme Royal Bank of Canada 3rd to Base Prospectus pursuant to the Programme for the Issuance of Securities Nomura Bank International plc 4th to Base Prospectus USD 4,000,000,000 Note, Warrant and Certificate Programme Nordea Bank AB (publ) 3rd to Base Prospectus 15,000,000,000 Structured Note Programme DVR Seite 7 von 8

8 FCA - The Financial Conduct Authority (GB) to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme State of Israel to Base Prospectus Bond Issuance Programme to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme Nestlé Holdings, Inc. to Base Prospectus Debt Issuance Programme DVR Seite 8 von 8