Schweizerische kollektive Kapitalanlagen Mutationen - Juli 2016

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1 Schweizerische kollektive Kapitalanlagen Mutationen - Juli 2016 Neue Bewilligungsträger: Akara Funds AG, Baar, Baar (F ) Bewilligung vom: Inkrafttreten am: Neue kollektive Kapitalanlagen: Akara Swiss Diversity Property Fund (F ) Bewilligungsträger: Akara Funds AG, Baar (Aktiengesellschaft / Fondsleitung) Depotbank: Banque Cantonale Vaudoise, Lausanne Rechtsform: vertraglicher Einzelfonds Immobilienfonds Bewilligung vom: Umbrellafonds: Nein Akara Swiss Diversity Property Fund PK (F ) Bewilligungsträger: Akara Funds AG, Baar (Aktiengesellschaft / Fondsleitung) Depotbank: Banque Cantonale Vaudoise, Lausanne Rechtsform: vertraglicher Einzelfonds Immobilienfonds Bewilligung vom: Umbrellafonds: Nein Reuss (F ) Asia Small Cap (F ) Japan (F ) US Small & Mid Cap (F ) Bewilligungsträger: GAM Investment Management (Switzerland) AG, Zürich (Aktiengesellschaft / Fondsleitung) Depotbank: State Street Bank International GmbH, München, Zweigniederlassung Zürich Rechtsform: Teilvermögen Vertraglich (Umbrella) Übriger Fonds für traditionelle Anlagen Anlegerkreis: Qualifizierte Anleger Bewilligung vom: Umbrellafonds: Ja, Reuss / 09:14 1/21

2 Namensänderungen von kollektiven Kapitalanlagen: Duet GL Africa Fund, in Liq. (F ) Alter Name: Duet GL Africa Fund (F ) Neuer Name: Duet GL Africa Fund, in Liq. (F ) Bewilligungsträger: PvB Pernet von Ballmoos AG, Zürich (Aktiengesellschaft / Fondsleitung) IF IST 1 (F ) Actions Monde SRI, en liquidation (F ) Alter Name: IF IST 1 - Actions Monde SRI (F ) Neuer Name: IF IST 1 - Actions Monde SRI, en liquidation (F ) Bewilligungsträger: Lombard Odier Asset Management (Switzerland) SA, Petit-Lancy (Aktiengesellschaft / Fondsleitung) IFR Volatility Fund, in Liquidation (F ) Alter Name: IFR Volatility Fund (F ) Neuer Name: IFR Volatility Fund, in Liquidation (F ) Bewilligungsträger: Vescore Fondsleitung AG, St. Gallen (Aktiengesellschaft / Fondsleitung) UBS (CH) Key Selection Fund - CHF Bond Enhanced (CHF), in Liq. (F ) Alter Name: UBS (CH) Key Selection Fund - CHF Bond Enhanced (CHF) (F ) Neuer Name: UBS (CH) Key Selection Fund - CHF Bond Enhanced (CHF), in Liq. (F ) Bewilligungsträger: UBS Fund Management (Switzerland) AG, Basel (Aktiengesellschaft / Fondsleitung) Änderungen des Abschlussdatums: Zurich Invest Institutional Funds (F ) ZIF Aktien Emerging Markets (F ) ZIF Aktien Emerging Markets Passiv (F ) ZIF Aktien Europa (F ) ZIF Aktien Europa Passiv (F ) ZIF Aktien Global Small Cap (F ) ZIF Aktien Japan (F ) ZIF Aktien Japan Passiv (F ) ZIF Aktien Schweiz (F ) ZIF Aktien Schweiz Passiv (F ) ZIF Aktien USA (F ) ZIF Aktien USA Passiv (F ) ZIF Geldmarkt CHF (F ) ZIF Immo Securities Global (F ) ZIF Immobilien Indirekt Schweiz (F ) ZIF Obligationen CHF (F ) ZIF Obligationen CHF Ausland (F ) ZIF Obligationen CHF Inland (F ) ZIF Obligationen Euro (F ) ZIF Obligationen Unternehmungen (F ) / 09:14 2/21

3 ZIF Obligationen Welt Passiv (F ) ZIF Strategie 25 (F ) ZIF US Corporate (F ) ZIF Wandelanleihen Global (F ) Bewilligungsträger: GAM Investment Management (Switzerland) AG, Zürich (Aktiengesellschaft / Fondsleitung) Bewilligung vom: Inkrafttreten am: Ende der Unterstellung: (infolge Liquidation, Fusion, Bewilligung aufgehoben, etc.) Aberdeen (Swiss) Funds (F ) Aberdeen (Swiss) Funds Global Gold Equity Fund (F ) Bewilligungsträger: Credit Suisse Funds AG, Zürich (Aktiengesellschaft / Fondsleitung) Unterstellung bis: Credit Suisse Real Estate Fund PropertyPlus (F ) Bewilligungsträger: Credit Suisse Funds AG, Zürich (Aktiengesellschaft / Fondsleitung) Bewilligungsstatus:: Fusion Unterstellung bis: EIC Energy Opportunity Fund (F ) Bewilligungsträger: GAM Investment Management (Switzerland) AG, Zürich (Aktiengesellschaft / Fondsleitung) Bewilligungsstatus:: Liquidiert Unterstellung bis: FISCH Fund (F ) FISCH MultiAsset Manta Fund (F ) Bewilligungsträger: LB(Swiss) Investment AG, Zürich (Aktiengesellschaft / Fondsleitung) Unterstellung bis: JULIUS BAER INDUSTRIAL METALS (F ) Julius Baer Physical Aluminium Fund (F ) Julius Baer Physical Copper Fund (F ) Julius Baer Physical Nickel Fund (F ) Julius Baer Physical Zinc Fund (F ) Bewilligungsträger: GAM Investment Management (Switzerland) AG, Zürich (Aktiengesellschaft / Fondsleitung) Unterstellung bis: SYZ AM (CH) 1 (F ) EURO FIXED INCOME (F ) Bewilligungsträger: Vontobel Fonds Services AG, Zürich (Aktiengesellschaft / Fondsleitung) Unterstellung bis: / 09:14 3/21

4 UBS (CH) Equity Fund - Gold (USD) (F ) Bewilligungsträger: UBS Fund Management (Switzerland) AG, Basel (Aktiengesellschaft / Fondsleitung) Bewilligungsstatus:: Liquidiert Unterstellung bis: UBS (CH) Institutional Fund (F ) European Convertible Bonds (F ) Bewilligungsträger: UBS Fund Management (Switzerland) AG, Basel (Aktiengesellschaft / Fondsleitung) Unterstellung bis: Valex Marystone Strategy Fund (F ) Bewilligungsträger: LB(Swiss) Investment AG, Zürich (Aktiengesellschaft / Fondsleitung) Bewilligungsstatus:: Liquidiert Unterstellung bis: / 09:14 4/21

5 Ausländische kollektive Kapitalanlagen Mutationen - Juli 2016 Zum Vertrieb in oder von der Schweiz aus genehmigt: Aberdeen Global (F ) World Total Return Bond Fund (F ) Abschluss: Bewilligung vom: Umbrellafonds: Ja, Aberdeen Global ACATIS India Value Equities (F ) Vescore Fondsleitung AG, St. Gallen Nationalität: Deutschland Bewilligung vom: Umbrellafonds: Nein AXA World Funds (F ) Asian High Yield Bonds (F ) Framlington Asia Select Income (F ) Framlington Europe Flexible (F ) Global Inflation Short Duration Bonds (F ) Global SmartBeta Equity ESG (F ) US Short Duration High Yield B/BB (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich Bewilligung vom: Umbrellafonds: Ja, AXA World Funds AZ FUND 1 (F ) Arbitrage Plus (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Bewilligung vom: Umbrellafonds: Ja, AZ FUND / 09:14 5/21

6 Candriam SRI (F ) Bond Euro (F ) Bond Euro Corporate (F ) Equity EMU (F ) Equity Europe (F ) Equity North America (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Bewilligung vom: Umbrellafonds: Ja, Candriam SRI CIIM European Stock Portfolio (F ) CIIM European Stock Portfolio (F ) LB(Swiss) Investment AG, Zürich Nationalität: Liechtenstein Abschluss: Bewilligung vom: Umbrellafonds: Ja, CIIM European Stock Portfolio Bemerkung: Die obgenannte kollektive Kapitalanlage wurde von einem Einzelfonds in ein Umbrellafonds umgewandelt. Credit Suisse Index Fund (Lux) (F ) Credit Suisse Index Fund (Lux) Equities Canada (F ) Credit Suisse Funds AG, Zürich Bewilligung vom: Umbrellafonds: Ja, Credit Suisse Index Fund (Lux) CROSSFUND SICAV (F ) CROSSINVEST HEALTHCARE FUND (F ) FundPartner Solutions (Suisse) S.A., Genève Bewilligung vom: Umbrellafonds: Ja, CROSSFUND SICAV East Capital (Lux) (F ) Frontier Markets Fund (F ) CACEIS (Switzerland) SA, Nyon / 09:14 6/21

7 Bewilligung vom: Umbrellafonds: Ja, East Capital (Lux) Fisher Investments Institutional Funds plc (F ) Fisher Investments Institutional European Equity Fund (F ) Fisher Investments Institutional Global Developed Equity Fund (F ) Fisher Investments Institutional Global Equity Focused Fund (F ) Fisher Investments Institutional Global Equity Fund (F ) Fisher Investments Institutional Global Equity High Yield Fund (F ) ACOLIN Fund Services AG, Zürich Abschluss: Bewilligung vom: Umbrellafonds: Ja, Fisher Investments Institutional Funds plc GLG Investments VI plc (F ) Man GLG Global Emerging Markets Debt Total Return (F ) Man Investments (CH) AG, Pfäffikon Bewilligung vom: Umbrellafonds: Ja, GLG Investments VI plc Helium Fund (F ) Helium Fund (F ) Helium Performance (F ) Helium Selection (F ) CACEIS (Switzerland) SA, Nyon Bewilligung vom: Umbrellafonds: Ja, Helium Fund HSBC Global Investment Funds (F ) Asia Bond (F ) Asia Bond Total Return (F ) Euro Convertible Bond (F ) Europe Equity Volatility Focused (F ) Greater China Equity (F ) Indonesia Bond (F ) Islamic Global Equity Index (F ) Multi-Asset Style Factors (F ) US Equity (F ) HSBC Global Asset Management (Switzerland) AG, Zürich / 09:14 7/21

8 Abschluss: Bewilligung vom: Umbrellafonds: Ja, HSBC Global Investment Funds LOYS FCP (F ) LOYS Global L/S (F ) ACOLIN Fund Services AG, Zürich Bewilligung vom: Umbrellafonds: Ja, LOYS FCP Lyxor Index Fund (F ) Lyxor J.P. Morgan Multi-factor Europe Index ETF (F ) Lyxor J.P. Morgan Multi-factor World Index ETF (F ) Société Générale, Paris, Zweigniederlassung Zürich Abschluss: Bewilligung vom: Umbrellafonds: Ja, Lyxor Index Fund MELCHIOR SELECTED TRUST (F ) MELCHIOR SELECTED TRUST (F ) Edmond de Rothschild Asset Management (Suisse) SA, Genève Bewilligung vom: Umbrellafonds: Ja, MELCHIOR SELECTED TRUST MontLake Platform ICAV (F ) New Mountain Vantage Long Only Fund (F ) ACOLIN Fund Services AG, Zürich Bewilligung vom: Umbrellafonds: Ja, MontLake Platform ICAV Multi Units Luxembourg (F ) Lyxor EUROMTS 15+Y Investment Grade (DR) ETF (F ) Lyxor EUROMTS 5-7Y Investment Grade (DR) ETF (F ) Lyxor EUROMTS 7-10Y Investment Grade (DR) ETF (F ) Lyxor EuroMTS Highest Rated Macro-Weighted Govt Bond (DR) ETF (F ) Société Générale, Paris, Zweigniederlassung Zürich / 09:14 8/21

9 Bewilligung vom: Umbrellafonds: Ja, Multi Units Luxembourg NATIXIS International Funds (Lux) I (F ) ASG Managed Futures Fund (F ) Loomis Sayles Global Growth Equity Fund (F ) Loomis Sayles U.S. Growth Equity Fund (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Bewilligung vom: Umbrellafonds: Ja, NATIXIS International Funds (Lux) I ONE Sustainable Fund (F ) Europe Dividend (F ) FundPartner Solutions (Suisse) S.A., Genève Bewilligung vom: Umbrellafonds: Ja, ONE Sustainable Fund Schroder GAIA (F ) Schroder GAIA Indus PacifiChoice (F ) Schroder GAIA Two Sigma Diversified (F ) Schroder Investment Management (Switzerland) AG, Zürich Abschluss: Bewilligung vom: Umbrellafonds: Ja, Schroder GAIA Schroder International Selection Fund (F ) Global Multi Credit (F ) Indian Bond (F ) Schroder Investment Management (Switzerland) AG, Zürich Bewilligung vom: Umbrellafonds: Ja, Schroder International Selection Fund SSgA SPDR ETFs Europe I plc (F ) SPDR Barclays 10+ Year Euro Government Bond ETF (F ) SPDR Barclays 10+ Year U.S. Corporate Bond ETF (F ) SPDR Barclays 10+ Year U.S. Treasury Bond ETF (F ) / 09:14 9/21

10 SPDR Barclays 3-10 Year U.S. Corporate Bond ETF (F ) SPDR Barclays 3-5 Year U.S. Treasury Bond ETF (F ) SPDR Barclays 3-7 Year Euro Corporate Bond ETF (F ) SPDR Barclays 5-7 Year Euro Govemment Bond ETF (F ) SPDR Barclays 5-7 Year U.S. Treasury Bond ETF (F ) SPDR Barclays 7+ Year Euro Corporate Bond ETF (F ) SPDR Barclays 7-10 Year Euro Government Bond ETF (F ) SPDR Barclays 7-10 Year U.S. Treasury Bond ETF (F ) SPDR Barclays U.S. Corporate Bond ETF (F ) SPDR Barclays U.S. TIPS ETF (F ) State Street Bank International GmbH, München, Zweigniederlassung Zürich Abschluss: Bewilligung vom: Umbrellafonds: Ja, SSgA SPDR ETFs Europe I plc Swiss Life Funds (F) Equity Europe Minimum Volatility (F ) Swiss Life Asset Management AG, Zürich Nationalität: Frankreich Bewilligung vom: Umbrellafonds: Nein The Jupiter Global Fund (F ) Jupiter Global Absolute Return (F ) Jupiter Global Ecology Diversified (F ) Jupiter UK Dynamic Growth (F ) Abschluss: Bewilligung vom: Umbrellafonds: Ja, The Jupiter Global Fund UBS (Irl) Alternative Solutions plc (F ) A&Q Diversified Alternative Portfolio (F ) UBS Fund Management (Switzerland) AG, Basel Bewilligung vom: Umbrellafonds: Ja, UBS (Irl) Alternative Solutions plc UBS (Lux) Key Selection SICAV (F ) Flex Patrimoine (EUR) (F ) UBS Fund Management (Switzerland) AG, Basel / 09:14 10/21

11 Abschluss: Bewilligung vom: Umbrellafonds: Ja, UBS (Lux) Key Selection SICAV Volksbank Strategiefonds (F ) Volksbank Vorarlberg Premium Selection Equity (F ) Volksbank AG, St. Margrethen Nationalität: Liechtenstein Bewilligung vom: Umbrellafonds: Ja, Volksbank Strategiefonds WELLS FARGO (LUX) WORLDWIDE FUND (F ) Global Focused Equity Fund (F ) U.S. Small Cap Value Fund (F ) Abschluss: Bewilligung vom: Umbrellafonds: Ja, WELLS FARGO (LUX) WORLDWIDE FUND Werte & Sicherheit Nr. 1 (F ) Deutsche Aktien (F ) IPConcept (Schweiz) AG, Zürich Abschluss: Bewilligung vom: Umbrellafonds: Ja, Werte & Sicherheit Nr. 1 Woodman SICAV (F ) Woodman Global Currencies (F ) Credit Suisse Funds AG, Zürich Bewilligung vom: Umbrellafonds: Ja, Woodman SICAV / 09:14 11/21

12 Wechsel des Vertreters: CIIM European Stock Portfolio (F ) CIIM European Stock Portfolio (F ) Alter UBS Fund Management (Switzerland) AG, Basel Neuer LB(Swiss) Investment AG, Zürich Wechsel per: Namensänderungen von kollektiven Kapitalanlagen: Aberdeen Global (F ) Cautious Multi Asset Growth Fund (F ) Alter Name: Aberdeen Global - Euro Cautious Multi Asset Growth Fund (F ) Neuer Name: Aberdeen Global - Cautious Multi Asset Growth Fund (F ) ACPI Global Funds plc (F ) Q Rubrics India Fixed Income Fund (F ) Alter Name: ACPI Global Funds plc - Q ACPI India Fixed Income Fund (F ) Neuer Name: ACPI Global Funds plc - Q Rubrics India Fixed Income Fund (F ) Rubrics Emerging Markets Fixed In-come Fund (F ) Alter Name: ACPI Global Funds plc - ACPI Emerging Markets Fixed Income Fund (F ) Neuer Name: ACPI Global Funds plc - Rubrics Emerging Markets Fixed Income Fund (F ) Rubrics Global Credit Fund (F ) Alter Name: ACPI Global Funds plc - ACPI Global Credit Fund (F ) Neuer Name: ACPI Global Funds plc - Rubrics Global Credit Fund (F ) Rubrics Global Fixed Income Fund (F ) Alter Name: ACPI Global Funds plc - ACPI Global Fixed Income Fund (F ) Neuer Name: ACPI Global Funds plc - Rubrics Global Fixed Income Fund (F ) Rubrics India Fixed Income Fund (F ) Alter Name: ACPI Global Funds plc - ACPI INDIA FIXED INCOME FUND (F ) Neuer Name: ACPI Global Funds plc - Rubrics India Fixed Income Fund (F ) Rubrics International Bond Fund (F ) Alter Name: ACPI Global Funds plc - ACPI International Bond Fund (F ) Neuer Name: ACPI Global Funds plc - Rubrics International Bond Fund (F ) Carnegie Fund Services SA, Genève AZ FUND 1 (F ) Asset Dynamic (F ) Alter Name: AZ FUND 1 - Alpha Manager Thematic (F ) Neuer Name: AZ FUND 1 - Asset Dynamic (F ) Bond Target 2019 Equity Option (F ) Alter Name: AZ FUND 1 - FORMULA TARGET 2015 (F ) Neuer Name: AZ FUND 1 - Bond Target 2019 Equity Option (F ) Cat Bond Fund Plus (F ) Alter Name: AZ FUND 1 - CAT BOND FUND (F ) / 09:14 12/21

13 Neuer Name: AZ FUND 1 - Cat Bond Fund Plus (F ) Credit (F ) Alter Name: AZ FUND 1 - Alpha Manager Credit (F ) Neuer Name: AZ FUND 1 - Credit (F ) Global Equity (F ) Alter Name: AZ FUND 1 - Alpha Manager Equity (F ) Neuer Name: AZ FUND 1 - Global Equity (F ) Japan Champion (F ) Alter Name: AZ FUND 1 - Pacific Trend (F ) Neuer Name: AZ FUND 1 - Japan Champion (F ) Small Cap Europe (F ) Alter Name: AZ FUND 1 - Opportunities (F ) Neuer Name: AZ FUND 1 - Small Cap Europe (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Danske Invest (F ) Global StockPicking (F ) Alter Name: Danske Invest - Global Stock Picking (F ) Neuer Name: Danske Invest - Global StockPicking (F ) Carnegie Fund Services SA, Genève db x-trackers (F ) Swiss Large Cap ETF (DR) (F ) Alter Name: db x-trackers - SMI ETF (DR) (F ) Neuer Name: db x-trackers - Swiss Large Cap ETF (DR) (F ) Deutsche Bank (Suisse) SA, Genève Investec Global Strategy Fund (F ) Emerging Markets Local Currency Total Return Debt Fund (F ) Alter Name: Investec Global Strategy Fund - Emerging Markets Debt Total Return Fund (F ) Neuer Name: Investec Global Strategy Fund - Emerging Markets Local Currency Total Return Debt Fund (F ) Emerging Markets Short Duration Fund (F ) Alter Name: Investec Global Strategy Fund - Emerging Markets Currency Fund (F ) Neuer Name: Investec Global Strategy Fund - Emerging Markets Short Duration Fund (F ) Target Return Bond Fund (F ) Alter Name: Investec Global Strategy Fund - Global Bond Fund (F ) Neuer Name: Investec Global Strategy Fund - Target Return Bond Fund (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich ishares IV plc (F ) ishares Edge MSCI Europe Momentum Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI Europe Momentum Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI Europe Momentum Factor ETF (F ) ishares Edge MSCI Europe Multifactor ETF (F ) Alter Name: ishares IV plc - ishares FactorSelect MSCI Europe ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI Europe Multifactor ETF (F ) ishares Edge MSCI Europe Quality Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI Europe Quality Factor ETF (F ) / 09:14 13/21

14 Neuer Name: ishares IV plc - ishares Edge MSCI Europe Quality Factor ETF (F ) ishares Edge MSCI Europe Size Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI Europe Size Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI Europe Size Factor ETF (F ) ishares Edge MSCI Europe Value Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI Europe Value Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI Europe Value Factor ETF (F ) ishares Edge MSCI USA Multifactor ETF (F ) Alter Name: ishares IV plc - ishares FactorSelect MSCI USA ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI USA Multifactor ETF (F ) ishares Edge MSCI World Momentum Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI World Momentum Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI World Momentum Factor ETF (F ) ishares Edge MSCI World Multifactor ETF (F ) Alter Name: ishares IV plc - ishares FactorSelect MSCI World ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI World Multifactor ETF (F ) ishares Edge MSCI World Quality Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI World Quality Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI World Quality Factor ETF (F ) ishares Edge MSCI World Size Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI World Size Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI World Size Factor ETF (F ) ishares Edge MSCI World Value Factor ETF (F ) Alter Name: ishares IV plc - ishares MSCI World Value Factor ETF (F ) Neuer Name: ishares IV plc - ishares Edge MSCI World Value Factor ETF (F ) BlackRock Asset Management Schweiz AG, Zürich ishares VI Public Limited Company (F ) ishares Edge MSCI Emerging Markets Minimum Volatility ETF (F ) Alter Name: ishares VI Public Limited Company - ishares MSCI Emerging Markets Minimum Volatility ETF (F ) Neuer Name: ishares VI Public Limited Company - ishares Edge MSCI Emerging Markets Minimum Volatility ETF (F ) ishares Edge MSCI Europe Minimum Volatility ETF (F ) Alter Name: ishares VI Public Limited Company - ishares MSCI Europe Minimum Volatility ETF (F ) Neuer Name: ishares VI Public Limited Company - ishares Edge MSCI Europe Minimum Volatility ETF (F ) ishares Edge MSCI World Minimum Volatility ETF (F ) Alter Name: ishares VI Public Limited Company - ishares MSCI World Minimum Volatility ETF (F ) Neuer Name: ishares VI Public Limited Company - ishares Edge MSCI World Minimum Volatility ETF (F ) ishares Edge S&P 500 Minimum Volatility ETF (F ) Alter Name: ishares VI Public Limited Company - ishares S&P 500 Minimum Volatility ETF (F ) Neuer Name: ishares VI Public Limited Company - ishares Edge S&P 500 Minimum Volatility ETF (F ) BlackRock Asset Management Schweiz AG, Zürich / 09:14 14/21

15 OSSIAM LUX (F ) OSSIAM istoxx EUROPE MINIMUM VARIANCE NR (F ) Alter Name: OSSIAM LUX - OSSIAM istoxx EUROPE MINIMUM VARIANCE NR (F ) Neuer Name: OSSIAM LUX - OSSIAM istoxx EUROPE MINIMUM VARIANCE NR (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Richelieu Europe Quality (F ) Alter Name: KBL Richelieu Europe Dividend (F ) Neuer Name: Richelieu Europe Quality (F ) Richelieu France (F ) Alter Name: KBL Richelieu France (F ) Neuer Name: Richelieu France (F ) Richelieu Special (F ) Alter Name: KBL Richelieu Special (F ) Neuer Name: Richelieu Special (F ) SWISS LIFE FUNDS (F) BOND GLOBAL INFLATION (F ) Alter Name: SWISS LIFE FUNDS (F) GLOBAL INFLATION (F ) Neuer Name: SWISS LIFE FUNDS (F) BOND GLOBAL INFLATION (F ) Swiss Life Asset Management AG, Zürich The Jupiter Global Fund (F ) Jupiter Asia Pacific Income (F ) Alter Name: The Jupiter Global Fund - Jupiter Asia Pacific (F ) Neuer Name: The Jupiter Global Fund - Jupiter Asia Pacific Income (F ) Jupiter Global Emerging Markets Equity Unconstrained (F ) Alter Name: The Jupiter Global Fund - Jupiter Global Emerging Markets Unconstrained (F ) Neuer Name: The Jupiter Global Fund - Jupiter Global Emerging Markets Equity Unconstrained (F ) TT International Funds plc (F ) TT Emerging Markets Unconstrained Fund (F ) Alter Name: TT International Funds plc - TT Horizon Equity Fund (F ) Neuer Name: TT International Funds plc - TT Emerging Markets Unconstrained Fund (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich UBAM (F ) AJO US EQUITY VALUE (F ) Alter Name: UBAM - NEUBERGER BERMAN US EQUITY VALUE (F ) Neuer Name: UBAM - AJO US EQUITY VALUE (F ) GLOBAL AGGREGATE BOND (F ) Alter Name: UBAM - GLOBAL BOND (F ) / 09:14 15/21

16 Neuer Name: UBAM - GLOBAL AGGREGATE BOND (F ) GLOBAL EQUITY SUSTAINABLE GROWTH (F ) Alter Name: UBAM - GLOBAL EQUITY (F ) Neuer Name: UBAM - GLOBAL EQUITY SUSTAINABLE GROWTH (F ) UNION BANCAIRE PRIVEE, UBP SA, Genève Variopartner SICAV (F ) Sectoral Biotech Opportunities Fund (F ) Alter Name: Variopartner SICAV - Sectoral Generics Fund (F ) Neuer Name: Variopartner SICAV - Sectoral Biotech Opportunities Fund (F ) Vontobel Fonds Services AG, Zürich Änderungen des Abschlussdatums: MFM Funds (Lux) (F ) MFM Convertible Bonds Opportunities (F ) MFM Global Convertible Bonds (F ) MFM Global Thematic Long/Short (F ) MFM QUANTEVIOUR European Equities (F ) MFM Strategic Allocation Fund (F ) Altes Datum: Neues Datum: FundPartner Solutions (Suisse) S.A., Genève Ende der Unterstellung: (infolge Liquidation, Vereinigung, Nicht-Lancierung, Ende des Vertriebs in oder von der Schweiz, etc.) ALIAS INVESTMENT (F ) Lyxor Merger Arbitrage Index Fund (F ) Lyxor Special Situations Index Fund (F ) Société Générale, Paris, Zweigniederlassung Zürich Unterstellung bis: ARGOS FUNDS (F ) EUROPEAN EQUITIES FUND (F ) Carnegie Fund Services SA, Genève Bewilligungsstatus: Aus der Aufsicht entlassen Unterstellung bis: / 09:14 16/21

17 BCV FUND (LUX) (F ) BCV DYNAGEST Corporate Bond Expo (CHF) (F ) GERIFONDS SA, Lausanne Unterstellung bis: DMC FUND (F ) DYNAGEST EXPO BONDS USD DF (ausdrücklich in USD) (F ) Dynagest SA, Genève Unterstellung bis: FIDELITY FUNDS (F ) Institutional Hong Kong Opportunities Fund (F ) Unterstellung bis: FRANKLIN TEMPLETON INVESTMENT FUNDS (F ) Franklin Euro Liquid Reserve Fund (F ) Franklin Templeton Switzerland AG, Zürich Bewilligungsstatus: Fusion Unterstellung bis: FULCRUM SICAV (F ) Fulcrum Global Equity Fund (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Unterstellung bis: Goldman Sachs Funds (F ) Goldman Sachs Liquid Alternative Beta Equity Long Short Portfolio (F ) Goldman Sachs Liquid Alternative Beta Macro Portfolio (F ) Goldman Sachs Liquid Alternative Beta Relative Value Portfolio (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich Unterstellung bis: / 09:14 17/21

18 HelvInvest Bond Fund (F ) HelvInvest Enhanced Yield Bond Fund (F ) Vescore Fondsleitung AG, St. Gallen Nationalität: Liechtenstein Unterstellung bis: HSBC Global Investment Funds (F ) Chinese Equity Smaller Companies (F ) HSBC Global Asset Management (Switzerland) AG, Zürich Bewilligungsstatus: Aus der Aufsicht entlassen Unterstellung bis: Investec Global Strategy Fund (F ) Global Strategic Income Fund (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Bewilligungsstatus: Fusion Unterstellung bis: Lombard Odier Funds (F ) Asia Consumer (F ) Technology (F ) Lombard Odier Asset Management (Switzerland) SA, Petit-Lancy Unterstellung bis: Lombard Odier Selection (F ) Crossover Opportunities 2021 (F ) Lombard Odier Asset Management (Switzerland) SA, Petit-Lancy Bewilligungsstatus: Bewilligung erloschen/nicht lanciert Unterstellung bis: Mirabaud (F ) Global Investment Grade Bonds (F ) Mirabaud Asset Management (Suisse) SA, Genève / 09:14 18/21

19 Unterstellung bis: Neuberger Berman Investment Funds plc (F ) Neuberger Berman Global Equity Income Fund (F ) Unterstellung bis: NORDEA 1 (F ) Brazilian Equity Fund (F ) European Opportunity Fund (F ) Global Value Fund (F ) Senior Generations Equity Fund (F ) Nordea Bank S.A., Luxemburg, Zweigniederlassung Zürich Bewilligungsstatus: Fusion Unterstellung bis: Odey Investments plc (F ) Odey Orion Fund (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Unterstellung bis: PIMCO Funds: Global Investors Series plc (F ) UK Sterling Long Average Duration Fund (F ) Unterstellung bis: Poalim Global Multi-Manager 20 Public Limited Company (F ) Poalim Global Multi-Manager 50 Public Limited Company (F ) Poalim Global Multi-Manager 70 Public Limited Company (F ) Bank Hapoalim (Schweiz) AG, Zürich NON-, traditionelle Anlagen Unterstellung bis: / 09:14 19/21

20 RICHELIEU BOND (F ) UPPER INVESTMENT GRADE CORPORATE EURO (F ) Carnegie Fund Services SA, Genève Bewilligungsstatus: Fusion Unterstellung bis: Schroder Alternative Solutions (F ) Gold and Precious Metals Fund (F ) Schroder Investment Management (Switzerland) AG, Zürich Bewilligungsstatus: Fusion NON-, traditionelle Anlagen Unterstellung bis: UBS (Irl) Alternative Solutions plc (F ) O'Connor Opportunistic II Fund (F ) UBS Fund Management (Switzerland) AG, Basel Bewilligungsstatus: Bewilligung erloschen/nicht lanciert Unterstellung bis: UBS (Irl) ETF plc (F ) MSCI Australia hedged to CHF ETF (F ) MSCI Australia hedged to EUR ETF (F ) MSCI Australia hedged to GBP ETF (F ) MSCI Australia hedged to USD ETF (F ) UBS Fund Management (Switzerland) AG, Basel Bewilligungsstatus: Fusion Unterstellung bis: UBS (Lux) Equity SICAV (F ) Asia High Dividend (USD) (F ) Unterstellung bis: Emerging Markets Rising Giants (USD) (F ) UBS Fund Management (Switzerland) AG, Basel Bewilligungsstatus: Fusion Unterstellung bis: UBS (Lux) Key Selection SICAV (F ) Commodity Strategy (USD) (F ) Emerging Markets Allocation (USD) (F ) / 09:14 20/21

21 Bewilligungsstatus: Fusion Unterstellung bis: Smart Allocator (USD) (F ) UBS Fund Management (Switzerland) AG, Basel Bewilligungsstatus: Aus der Aufsicht entlassen Unterstellung bis: UBS (Lux) Money Market Fund (F ) CAD (F ) UBS Fund Management (Switzerland) AG, Basel Bewilligungsstatus: Fusion Unterstellung bis: UBS ETFs plc (F ) MSCI ACWI RISK WEIGHTED SF ETF (F ) MSCI EMU GROWTH SF ETF (F ) MSCI USA GROWTH SF ETF (F ) UBS Fund Management (Switzerland) AG, Basel Unterstellung bis: / 09:14 21/21