* Investmentfonds ** Geschlossene Fonds (KG-Form) *** Sonstige Vermögensanlagen (Genossenschaftsanteile, Genussrechte, etc.)

Transkript

1 KUNDENERSTINFORMATION STAND _1a (Original bitte nicht mit evtl. Anträgen mitschicken) Firma Vermittler/Berater Telefon Telefax Funktion Der Finanzanlagenvermittler/berater hat eine Erlaubnis nach 34 f Absatz 1 Satz 1 Nr. 1* Nr. 2** Nr. 3*** der Gewerbeordnung und ist mit der Registrierungsnummer bei der für die Erlaubnis nach 34 f Absatz 1 der Gewerbeordnung zuständigen, folgenden Behörde inklusive vollständiger Adresse eingetragen: * Investmentfonds ** Geschlossene Fonds (KG-Form) *** Sonstige Vermögensanlagen (Genossenschaftsanteile, Genussrechte, etc.) Registerstelle des Vermittler-Registers: Deutscher Industrie- und Handelskammertag e.v., Breite Straße 29, Berlin Auskunft über Tel oder Die von uns angebotenen Emittenten/Versicherungsgesellschaften und Anbieter finden Sie in der Anlage der Kundeninformation. Die Information wurde ausgehändigt an: Name, Vorname 1. Depotinhaber (Kunde/n)/ 1. gesetzlicher Vertreter/1. Geschäftsführer Name, Vorname 2. Depotinhaber (Kunde/n)/2. gesetzlicher Vertreter/2. Geschäftsführer Freitextfeld für weitere Bemerkungen: x x Ort, Datum Unterschrift des 1. Kunden Unterschrift des 2. Kunden Ort, Datum Unterschrift Vermittler/Berater

2 Investmentfonds Aachener Grundvermögen Kapitalanlagegesellschaft Aberdeen Global Aberdeen Global Services Aberdeen Immobilien Kapitalanlagegesellschaft Abrias Absolute Insight Funds p.l.c. ACOLIN Fund Management Ahead Wealth Solutions AG Alceda Fund Management Alger Fund, The ALGER SICAV Alken Luxembourg Alken Luxembourg S.à r.l. AllianceBernstein (Luxembourg) Allianz Global Investors Europe G Allianz Global Investors Ireland Ltd. Allianz Global Investors Luxembourg Allianz Invest Kapitalanlagegesellschaft ALTE LEIPZIGER Trust Investment-Gesellschaft Ampega Investment G AmpegaGerling Investment G Amundi Amundi Investment Solutions Amundi Luxembourg Assenagon Asset Management Atlantis Investment Management (Ireland) AVANA Investmentaktiengesellschaft mit Teilgesellschaftsvermögen Aviva Funds Services AXA Funds Management AXA Investment Managers Deutschland G AXA Investment Managers Paris AXA Rosenberg Equity Alpha Trust AXXION Baloise Fund Invest (Lux) Bank Austria Real Invest Immobilien-Kapitalanlage G Bankhaus Schelhammer & Schattera Kapitalanlageges. Banque et Caisse depargne de letat, Luxembourg Bantleon Invest Barclays Investment Funds (Luxembourg) SICAV Baring Fund Managers Baring International Fund Managers (Ireland) BAWAG P.S.K. INVEST G BayernInvest Kapitalanlagegesellschaft BayernInvest Luxembourg Berenberg Lux Invest bfw fondsleitung ag BI SICAV (BankInvest) BlackRock Asset Management Deutschland AG BlackRock Fund Management Company (Ireland) BlackRock Investment Management (Dublin) BlackRock (Luxembourg) BLI - Banque de Luxembourg Investments BLUE DANUBE FUND SICAV BlueBay Funds BNP Paribas Asset Management SAS BNP Paribas Global Liquidity Funds plc BNP Paribas Investment Partners Luxembourg BNY Mellon Fund Management (Luxembourg) BNY Mellon Fund Services (Ireland) BNY Mellon Global Management BNY Mellon Investment Funds ICVC BNY Mellon Service Kapitalanlage-Gesellschaft BRANDES INVESTMENT FUNDS PLC Brown Advisory Funds plc CAIAC Fund Management AG Calamos Global Funds plc CALLANDER MANAGERS Capita Financial Managers (Ireland) Capital International Emerging Markets Fund Capital International Fund CAPITALatWORK FOYER UMBRELLA CARMIGNAC GESTION CARMIGNAC GESTION LUXEMBOURG Carne Global Fund Managers (Ireland) Carnegie Fund Management Company Caso Asset Management Castell Concept SICAV Catella Real Estate AG Kapitalanlagegesellschaft CAZENOVE INTERNATIONAL FUND PLC Cazenove Investment Fund Management Celsius Funds II plc Celsius Funds plc Celsius Global Funds SICAV plc Celsius Investment Funds SICAV China Southern Dragon Dynamic Fund Citadele Asset Management IPAS Clariden Leu Fund Management (Luxembourg) CM-CIC Asset Management CMI Asset Management (Luxembourg) Comgest Comgest Asset Management International Comgest Commerz Funds Solutions Commerz Real Investmentgesellschaft Concept Fund Solutions plc Concord Group International Funds p.l.c., The Conventum Asset Management Convictions AM C&P Funds SICAV CPR Asset Management C-QUADRAT Kapitalanlage AG Credit Suisse Asset Management Credit Suisse Asset Management Immobilien Kapitalanlagegesellschaft Credit Suisse Fund Management Company (Ireland) Credit Suisse Fund Management Credit Suisse Funds AG Credit Suisse Funds (Liechtenstein) AG Crown Alternative UCITS plc Crystal Fund Management AG Danske Invest Management Company DAVIS FUNDS SICAV DB Platinum DB Platinum III DB Platinum IV DB Platinum V db x-trackers db x-trackers II Degroof Gestion Institutionnelle - Luxembourg Deka Immobilien Investment G Deka International Deka Investment G DELTA LLOYD L Deutsche Asset & Wealth Management Investment G Deutsche Asset Management Investmentgesellschaft Deutsche Global Liquidity Series p.l.c. Dexia Asset Management Dexia Asset Management Luxembourg Dexia Asset Management Dimensional Funds II plc Dimensional Funds plc DJE Investment DNB Asset Management DNCA Finance Luxembourg DundeeWealth DWS Investment G DWS Investment East Capital Asset Management AB East Capital (Lux) EasyETF (FR) EasyETF (LU) Eaton Vance Advisers (Ireland) Edgewood L Select Edmond de Rothschild Asset Management Edmond de Rothschild Fund SICAV Edmond de Rothschild Investment Advisors E.I. Sturdza Funds plc EII Real Estate Securities Advisors Ennismore Fund Management Ltd Enovara plc ERSTE Immobilien Kapitalanlagegesellschaft ERSTE-SPARINVEST Kapitalanlagegesellschaft Estlander & Partners Umbrella Fund Ltd. ETFlab Investment G ETFX Management Company ETHENEA Independent Investors EUROCASH-FUND SICAV EUROPEAN SICAV ALLIANCE Falcon Fund Management (Luxembourg) F&C Management F&C Property Growth & Income Fund FCM Funds PLC Federated International Management Fenja Fund Multi Strategy Feri Trust (Luxembourg) Fidelity Investment Funds FIL Investment Management G FIL (Luxemburg) Finaltis FINANCIERE DE L ECHIQUIER Finter Fund Management Company First Private Investment Management KAG First State Investments ICVC FISCH FUND SERVICES AG Flaskamp Invest Flossbach von Storch Invest FRANKFURT-TRUST Invest Luxemburg AG FRANKFURT-TRUST Investment-Gesellschaft

3 Franklin Templeton Franklin Templeton International Services FTC FUTURES FUND SICAV FundLogic Alternatives p.l.c. FundLogic Global Solutions p.l.c. FundLogic SAS FundPartner Solutions (Europe) GAM Star Fund p.l.c. GAMAX Management AG Generali Fund Management Generali Investments Deutschland Kapitalanlagegesellschaft Generali Investments Europe S.p.A. GLG Partners Asset Management Global Fund Selection SICAV Goldman Sachs Funds GreenEffects Investment plc. GS&P Kapitalanlagegesellschaft S. A. Gutmann Kapitalanlageaktiengesellschaft Gutzwiller Fonds Management AG Hamon Ireland HANSAINVEST HANSAINVEST LUX Hauck & Aufhäuser Investmentgesellschaft Helaba Invest Kapitalanlagegesellschaft Henderson Fund Management (Luxembourg) Henderson Gartmore Fund Henderson Investment Funds Heptagon Fund plc HPS FUND HSBC ETFs PLC HSBC Global Asset Management (France) HSBC Global Investment Funds SICAV HSBC Investment Funds (Luxembourg) HSBC Trinkaus Investment Managers HSBC UCITS AdvantEdge plc HSH Invest Humboldt Multi Invest C SICAV IAFA IFAG Institutionelle Fondsleitung AG IFM Independent Fund Management AG IFOS Internationale Fonds Service AG Ignis Global Funds SICAV Ignis International Funds plc Immo Kapitalanlage AG ING Investment Management Luxembourg INKA Internationale Kapitalanlagegesellschaft Insight Global Funds II p.l.c. International Fund Management Internationales Immobilien-Institut (iii) INTER-PORTFOLIO Verwaltungsgesellschaft Invesco Asset Management Invesco Global Asset Management Invesco Management Invesco PowerShares Capital Management Ireland Investec Asset Management Investec Funds IPConcept (Luxemburg) ishares Public Company ishares V Public Company IT Funds SICAV IVI UMBRELLA FUND PLC J O Hambro Capital Management UK Umbrella Fund J O Hambro Capital Management Umbrella Fund plc JABCAP (LUX) Janus Capital Funds PLC Jefferies Umbrella Fund JF Funds J.P. Morgan Asset Management J.P. Morgan Structured Fund Management JULIUS MEINL Investment G Jupiter Global Fund, The Jupiter Unit Trust Managers Jyske Invest International KAMES CAPITAL Kames Capital Investment Company (Ireland) Plc KanAm Grund Kapitalanlagegesellschaft mbh KAS Investment Servicing G KBC - ACCESS FUND SICAV KBC - Europartners Multi Investment Fund KBC Asset Management SA KBC Bonds KBC Eco Fund KBC Equity Fund KBC Renta KEPLER-FONDS Kapitalanlagegesellschaft Kleinwort Benson Investors Dublin Kredietrust Luxembourg LA FRANCAISE AM INTERNATIONAL Laffitte Capital Management SAS Lantern Structured Asset Management Lazard Asset Management (Deutschland) G Lazard Fund Managers (Ireland) LBB-INVEST LBBW Asset Management Investmentgesellschaft LB(Swiss) Investment AG Legg Mason Global Funds PLC Legg Mason Institutional Funds plc Legg Mason Investments (Luxembourg) Lemanik Asset Management Luxembourg Lemanik Asset Management LGT Capital Management AG LGT Fund Management (Lux) Living Planet Fund Management Company LLB Fondsleitung AG LLB Fund Services Aktiengesellschaft Lloyd George Investment Company plc Lombard Odier Funds Long Term Investment Fund (SIA) Löwenfonds AG LRI Invest Lupus alpha Investment Lupus alpha Kapitalanlagegesellschaft Luxcellence Management Company Lyxor Asset Management Luxembourg Lyxor International Asset Management Macquarie Collective Funds plc Magna Umbrella Fund plc MainFirst SICAV Man AHL Diversified plc Man Investments (Luxembourg) Man Investments Netherlands B.V. Man RMF Investments SICAV Mandarine Gestion SA Martin Currie Global Funds SICAV MASTERINVEST Kapitalanlage G Matthews Asia Funds MDO Management Company MEAG Luxembourg S.à r.l. MEAG MUNICH ERGO Kapitalanlagegesellschaft MEDIOLANUM INTERNATIONAL FUNDS LIMITED Melchior Investment Funds Melchior Selected Trust Mercurion Asia Fund Meriten Investment Management G Merrill Lynch Invest SAS Merrill Lynch Investment Solutions Métropole Gestion METROPOLE Gestion International SICAV Metzler Investment G Metzler Investments Public Company MFS MERIDIAN FUNDS, SICAV M&G Investment Funds M&G Securities Mi-Fonds (Lux) Minerva Investments AG MK Luxinvest Monega Kapitalanlagegesellschaft Montanaro European Smaller Companies plc MontLake UCITS Platform plc Morgan Stanley Investment Funds MultiConcept Fund Management MUNICH INVEST Muzinich & Co. (Ireland) Natixis Global Associates Natixis Global Associates (IE) Neptune Investment Management NESTOR Investment Management Neuberger Berman Investment Funds plc NGAM Nomura Asset Management Deutschland KAG Nomura Funds Ireland plc Noramco Asset Management Nordea Investment Funds NORD/LB Kapitalanlagegesellschaft AG Northern Trust Luxembourg Management Company Oddo Asset Management Odey Investments plc OFI ASSET MANAGEMENT ÖkoWorld Lux Old Mutual Global Investors Series plc Oppenheim Asset Management Services S.à r.l. Oppenheim KAG Optinova Investmentaktiengesellschaft mit TGV Orsay Asset Management SNC Oyster Asset Management Performa Fund SICAV PETERCAM (LUXEMBOURG) Petercam Management Services Pictet Funds (Europe) PIMCO Funds: Global Investors Series plc PIMCO Global Advisors (Ireland) PineBridge Investments Ireland Pioneer Asset Management Pioneer Investments Austria G Pioneer Investments Kapitalanlagegesellschaft PMG Fonds Management AG Polar Capital Funds plc Portfolio Selection SICAV Principal Global Investors Funds Putnam Investments Quint:Essence Capital Raiffeisen Immobilien Kapitalanlage-Gesellschaft Raiffeisen Kapitalanlage-Gesellschaft Raiffeisen Salzburg Invest Kapitalanlage G RBS Asset Management (Dublin) RBS (Luxembourg) Renaissance Asset Managers (Luxembourg) Renasset Select Funds plc RFS GESTION RH&PARTNER Investment Funds RINGTURM Kapitalanlagegesellschaft Robeco Robeco Funds Rothschild & Cie Gestion

4 Rouvier Associés RREEF Investment G Russell Investments Ireland RWC Funds Santander Asset Management Luxembourg Sarasin Fund Management (Luxembourg) Sarasin Multi Label SICAV Sauren Fonds-Select SICAV Schoellerbank Invest AG Schroder Investment Management (Luxembourg) Schroder Investment Management (Switzerland) AG Schweizerische Gesellschaft für Kapitalanlagen SGK SEB Asset Management SEB Fund Services SEB Investment G Security Kapitalanlage Aktiengesellschaft Semper Constantia Immo Invest G Semper Constantia Invest G SG/Russell Asset Management SGSS Deutschland Kapitalanlagegesellschaft Siemens Fonds Invest G Siemens Kapitalanlagegesellschaft SIRIUS FUND SKY Harbor Global Funds Source Investment Management Spängler IQAM Invest G Sparinvest SICAV Sparkasse Oberösterreich Kapitalanlagegesellschaft SSgA SPDR ETFs Europe I plc Standard Life Investments Global SICAV Standard Master Funds plc StarCapital State Street Fondsleitung AG State Street Global Advisors France State Street Global Advisors Luxembourg Management Sàrl Structured Invest Superfund HF SPC SUPERFUND SICAV Swiss & Global Asset Management (Luxembourg) Swiss Alpha SICAV Swiss Life Funds AG Swiss Life Funds (LUX) Management Company Swisscanto Asset Management AG SWISSCANTO ASSET MANAGEMENT INTERNATIONAL Sydinvest International Syquant Capital T. Rowe Price Funds SICAV TDO Management Company Thames River Traditional Multi Funds plc THEAM TheFund AG Thema International Funds plc Threadneedle Investments Threadneedle Management Luxembourg Timberland SICAV Tirolinvest Kapitalanlagegesellschaft TMW Pramerica Property Investment G Tocqueville Finance Torrus Funds SICAV Traditional Funds plc TRENDCONCEPT FUND Triodos SICAV I TT International Funds PLC TÜRKISFUND SICAV Turner Funds plc Tweedy, Browne Value Funds UBAM CONVERTIBLES SICAV UBS Fund Management (Luxembourg) UBS Fund Management (Switzerland) AG UBS Global Asset Management (Deutschland) G UBS (Irl) ETF plc UBS Real Estate Kapitalanlagegesellschaft UBS Third Party Management Company UFG-LFP International UNI-GLOBAL SICAV Union Bancaire Privée (Luxembourg) Union Investment Luxembourg Union Investment Privatfonds G Union Investment Real Estate AG Universal-Investment G Universal-Investment-Luxembourg Valartis Asset Management (Austria) Kapitalanlagegesellschaft VALORINVEST ValueInvest Asset Management Vanguard Investment Series plc Veritas Investment G VIRMONT VITRUVIUS Volksbank Invest Kapitalanlagegesellschaft von der Heydt Invest SA Vontobel Fonds Services AG Vontobel Management VPB Finance Wallberg Invest Walser Privatbank Invest Wanger Investment Company Plc, The WARBURG INVEST KAPITALANLAGEGESELLSCHAFT MBH WARBURG INVEST LUXEMBOURG Wellington Management Portfolios (Dublin) p.l.c. WestInvest Gesellschaft für Investmentfonds WestLB Mellon Asset Management (Luxembourg) World Gold Trust Services LLC W&W Asset Management Dublin WWK Investment 1741 Asset Management Funds SICAV 3 Banken-Generali Investment-Gesellschaft Banken/Plattformen Augsburger Aktienbank bank zweiplus ag Bankhaus von der Heydt BHW Bausparkasse AG Capitalbank Comdirect Cominvest Cortal Consors Zweigniederlassung Deutschland DAB DWS Fondsplattform Luxemburg ebase G FFB Fondsdepotbank ING-DiBa AG Allgemeine Deutsche Direktbank AG Lombard Odier Asset Management Metzler Fund Xchange Moventum Oppenheim Fonds Trust G Sutorbank Universal (EBASE) V-Bank AG Geschlossene Fonds abakus Finanz G Agrofinanz AL Deutsche Beteiligung G Altaris Aquila Capital Advisors Astoria Invest Asuco Vertriebs G Augsburger Aktienbank Aureus Beloxx Berlin Atlantic Capital Best Select Biogasfarm G & Co. KG BIT Treuhand AG Bosporus Shipyards Asset G BUSS Capital G & Co. KG BVT cai Vertriebsgesellschaft Certus Life Cycle AG CFB Commerz Real Fonds Beteiligungsgesellschaft CGT Chorus G CH2 Clean Planet

5 ConRendit Management G Contrium Emission G Das Emmisionshaus G Def Deutsche Lichtmiete DFV Deutsche Fondsvermögen DI-Invest DNL e.k. Doric Asset Finance G DR. PETERS Dresdner Nachhaltigkeitsfonds DSI DWS (Beteiligungen) ecosense E.F.I efonds24 G elbfonds Capital elbfonds G Emissionshaus Hamburg Elbufer Invest Energy Capital invest Engel & Völkers Euram Verwaltungs G Euro Grundinvest Fairvesta FFH Fondshaus Hamburg FGT Fidentum G Fidura Flexfonds fonds id Forest Finance Fröschl FUNDUS GEBAB Gesundheitsmobil Globalvest Grasshopper Investments Green Investors GSI Habona Invest G HAHN FONDS GMBH Hamburg Trust Hamburgische Energiehandlung G Hamburgsche Seehandlung Hammer AG Hannover Grund HANNOVER Leasing G & Co. KG Hanse Capital Emissionshaus G HCI G Hesse Newman Capital AG H.F.S. G HMW HTB Hanseatische Schiffsfonds G IC Consulting AG IGB ILG IMMAC Holding AG IMMOVATION INKA Invest INP Internet Stars INVEST i4r Bioenergiepark Hof Jäderberg & Cie KGAL König & Cie. Emissionshaus KSH Capital Partners AG Lacuna Leonidas Associates G LHI LLOYD FONDS AG Luana Capital Magellan Maritime Services G MC Woodsource MCE Schiffskapital MIDAS Mittelstandsfonds G & Co. KG MPC Capital Concepts my green invest Nature Capital NCI Neitzel & Cie. NGF Vertrieb und Service AG NMI Nordcapital Emissionshaus G & Cie. KG Nordicoil Ökorenta One Capital OwnerShip Emissionshaus G Panthera PARELI PARIBUS CAPITAL Patriarch Multi-Manager G PI Pro Investor G & Co. KG Picard Solar POC G Pretagus Primusvalor Project Vermittlungs G PT Erneuerbare Energie publity Investor Pure Blue Real Invest Real I.S. AG reconcept Beteiligungs G Relom reskap Robinia Invest RWB G SachsenFonds G Salamon AG Schroeder & Co. KG Selfmadecapital SHB Shedlin Austria SHEDLIN Vertriebsservice G SLC SOLIT Kapital G Solvium Capital G Sontowskipartner Steiner + Company G & Co. KG SVF AG Swiss Invest Swiss Investors Sworn TerraMetal Texxol Thomas Lloyd ThomasLloyd TSO ubg Unternehmensgruppe Vegareederei Ventafonds Wald:Energie Wealth Management Capital Holding G WeGrow G White Owl Capital AG WÖLBERN INVEST KG ZBI 7x7finanz