Ausländische kollektive Kapitalanlagen Mutationen - September 2018

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1 Ausländische kollektive Kapitalanlagen Mutationen - September 2018 Neuer Rothschild Bank AG (F ), Zürich Bewilligung vom: Inkrafttreten am: Abschluss: Zum Vertrieb in oder von der Schweiz aus genehmigt: Aberdeen Liquidity Fund (Lux) (F ) Seabury Euro Liquidity 1 Fund (F ) Seabury Sterling Liquidity 1 Fund (F ) Seabury Sterling Liquidity 2 Fund (F ) Sterling Government Liquidity Fund (F ) BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich Amundi Funds II (F ) Pioneer Income Opportunities (F ) BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich AXA World Funds (F ) China Domestic Growth Equity (F ) Global Multi Credit (F ) ManTRA CORE V (F ) ManTRA CORE X (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich BlackRock Global Funds (F ) FinTech Fund (F ) Future of Transport Fund (F ) Market Navigator Fund (F ) Next Generation Technology Fund (F ) BlackRock Asset Management Schweiz AG, Zürich /12

2 BNY Mellon Global Funds plc (F ) BNY Mellon Global Infrastructure Income Fund (F ) BNY Mellon Mobility Innovation Fund (F ) Carnegie Fund Services SA, Genève Credit Suisse Index Fund (Lux) (F ) CSIF (Lux) Bond Corporate Global ESG Blue (F ) CSIF (Lux) Bond Green Bond Global Blue (F ) CSIF (Lux) Equity Canada ESG Blue (F ) CSIF (Lux) Equity EMU Blue (F ) CSIF (Lux) Equity EURO STOXX Multi Premia (F ) CSIF (Lux) Equity Europe (F ) CSIF (Lux) Equity US ESG Blue (F ) Credit Suisse Funds AG, Zürich Crown Sigma plc (F ) LGT Bond EMMA LC Sub-Fund (F ) LGT Sustainable Bond Global Sub-Fund (F ) LGT Sustainable Equity Global Sub-Fund (F ) LGT Capital Partners AG, Freienbach CS Investment Funds 3 (F ) Credit Suisse (Lux) Fixed Maturity Bond Fund 2023 S-IV (F ) Credit Suisse (Lux) Fixed Maturity Bond Fund 2024 S-V (F ) Credit Suisse Funds AG, Zürich DWS Invest (F ) Asian IG Bonds (F ) CROCI Euro (F ) CROCI Global Dividends (F ) CROCI Sectors (F ) CROCI US (F ) CROCI World (F ) CROCI World ESG (F ) DWS CH AG, Zürich /12

3 ECP Flagship SICAV (F ) European Value Hedged (F ) ACOLIN Fund Services AG, Zürich First State Global Umbrella Fund plc (F ) First State Emerging Markets Bond Fund (F ) BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich Helvetic Plus Global Equity Fund (F ) LLB Swiss Investment AG, Zürich Nationalität: Liechtenstein Hermes Investment Funds Plc (F ) Hermes Global Emerging Markets SMID Equity Fund (F ) ACOLIN Fund Services AG, Zürich HSBC Global Funds ICAV (F ) HSBC Global Funds ICAV Global Corporate Bond Index Fund (F ) HSBC Global Funds ICAV Global Government Bond Index Fund (F ) HSBC Global Funds ICAV US Government Bond Index Fund (F ) HSBC Global Asset Management (Switzerland) AG, Zürich Invesco Markets plc (F ) Invesco MSCI Saudi Arabia ETF (F ) BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich ishares III Public Limited Company (F ) ishares MSCI World Small Cap ETF (F ) BlackRock Asset Management Schweiz AG, Zürich /12

4 ishares IV plc (F ) ishares Edge MSCI EMU Multifactor ETF (F ) ishares MSCI India ETF (F ) BlackRock Asset Management Schweiz AG, Zürich ishares V Public Limited Company (F ) ishares S&P U.S. Banks ETF (F ) BlackRock Asset Management Schweiz AG, Zürich JSS Multi Label SICAV (F ) JSS Harness Emerging Market Local Debt Fund (F ) J. Safra Sarasin Investmentfonds AG, Basel Legal & General ICAV (F ) L&G Asia Pacific ex. Japan Equity Index Fund (F ) L&G Emerging Markets Equity Index Fund (F ) L&G Emerging Markets Government Bond (Local Currency) Index Fund (F ) L&G Emerging Markets Government Bond (USD) Index Fund (F ) L&G Euro Treasury Bond Index Fund (F ) L&G Europe Ex. UK Equity Index Fund (F ) L&G Global Small Cap Equity Index Fund (F ) L&G North American Equity Index Fund (F ) L&G World Equity Index Fund (F ) ACOLIN Fund Services AG, Zürich Lombard Odier Funds (F ) Disruptive Innovation (F ) Global High Conviction (F ) Lombard Odier Asset Management (Switzerland) SA, Petit-Lancy Lyxor Index Fund (F ) Lyxor BofAML High Yield Ex-Financial Bond ETF (F ) Lyxor FTSE EPRA/NAREIT Developed Europe ETF (F ) Lyxor FTSE EPRA/NAREIT Global Developed ETF (F ) Lyxor FTSE EPRA/NAREIT United States ETF (F ) Lyxor iboxx $ Liquid Emerging Markets Sovereigns ETF (F ) Lyxor New Energy ETF (F ) Lyxor Privex ETF (F ) Lyxor Stoxx Europe 600 Banks ETF (F ) /12

5 Lyxor Stoxx Europe 600 Basic Resources ETF (F ) Lyxor Stoxx Europe 600 Healthcare ETF (F ) Lyxor Stoxx Europe 600 Oil & Gas ETF (F ) Lyxor Stoxx Europe 600 Telecommunications ETF (F ) Lyxor Stoxx Europe Select Dividend 30 ETF (F ) Société Générale, Paris, Zweigniederlassung Zürich M&G (LUX) INVESTMENT FUNDS 1 (F ) M&G (LUX) GLOBAL RECOVERY FUND (F ) Société Générale, Paris, Zweigniederlassung Zürich MFS Meridian Funds (F ) Prudent Capital Fund (F ) Carnegie Fund Services SA, Genève Morgan Stanley Investment Funds (F ) Euro Corporate Bond - Duration Hedged Fund (F ) Euro Strategic Bond - Duration Hedged Fund (F ) Global Sustain Fund (F ) Carnegie Fund Services SA, Genève MULTI UNITS FRANCE (F ) Lyxor Daily Shortdax x2 ETF (F ) Lyxor SMI Daily (-2x) Inverse ETF (F ) Société Générale, Paris, Zweigniederlassung Zürich MULTIFLEX SICAV (F ) THE SINGULARITY FUND (F ) GAM Investment Management (Switzerland) AG, Zürich MUZINICH FUNDS (F ) Muzinich High Yield Bond 2024 Fund (F ) Carnegie Fund Services SA, Genève /12

6 Neuberger Berman Investment Funds plc (F ) Neuberger Berman CLO Income Fund (F ) Neuberger Berman Global Thematic Equity Fund (F ) BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich New Capital Fund plc (F ) New Capital US Future Leaders Fund (F ) CACEIS (Switzerland) SA, Nyon NN (L) (F ) Global Convertible Bond (F ) NN Investment Partners Schweiz AG, Zürich OYSTER (F ) Continental European Income (F ) SYZ Asset Management (Suisse) SA, Genève Pictet TR (F ) Akari (F ) Nationalität: Pictet Asset Management SA, Carouge Luxemburg Robeco All Strategies Funds (F ) Robeco Muliti Asset Sustainable (F ) Robeco Switzerland AG Robeco Capital Growth Funds (F ) Robeco QI Multi Factor Absolute Return (F ) Robeco Switzerland AG Russell Investment Company plc (F ) Acadian Emerging Markets Equity II (F ) Acadian European Equity (F ) Acadian Global Managed Volatility Equity (F ) Acadian Japan Equity (F ) /12

7 Nationalität: Carnegie Fund Services SA, Genève Irland SEXTANT AUTOUR DU MONDE (F ) ARM Swiss Representatives SA SEXTANT BOND PICKING (F ) ARM Swiss Representatives SA SEXTANT EUROPE (F ) ARM Swiss Representatives SA SEXTANT GRAND LARGE (F ) ARM Swiss Representatives SA SEXTANT PEA (F ) ARM Swiss Representatives SA SEXTANT PME (F ) ARM Swiss Representatives SA SSgA SPDR ETFs Europe II plc (F ) SPDR S&P U.S. Communication Services Select Sector ETF (F ) State Street Bank International GmbH, München, Zweigniederlassung Zürich SuMi TRUST Investment Funds (F ) Japan Small Cap II Fund (F ) ACOLIN Fund Services AG, Zürich /12

8 T. Rowe Price Funds SICAV (F ) Science and Technology Equity Fund (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich Theam Quant (F ) Equity Europe Factor Defensive (F ) Equity US Premium Income (F ) BNP Paribas (Suisse) SA, Genève (précédemment à Bâle) TIMEO NEUTRAL SICAV (F ) BZ SYNTAGMA ABSOLUTE RETURN (F ) CACEIS (Switzerland) SA, Nyon ULYSSES (F ) L.T. Funds European General Feeder Low Volatility (F ) LANDOLT & CIE SA, Lausanne Variopartner SICAV (F ) Pharma/wHealth (F ) Vontobel Conservative CHF (F ) Vontobel Conservative EUR (F ) Vontobel Conservative USD (F ) Vontobel Flexible CHF (F ) Vontobel Flexible EUR (F ) Vontobel Flexible USD (F ) Vontobel Fonds Services AG, Zürich Vision Global Equity L/S (F ) Edmond de Rothschild Asset Management (Suisse) SA, Genève Vontobel Fund (F ) Emerging Markets Debt Defensive (F ) Vontobel Fonds Services AG, Zürich /12

9 ZEST ASSET MANAGEMENT SICAV (F ) ZEST Global Bonds (F ) 1741 Fund Solutions AG, St. Gallen Ende der Unterstellung: (infolge Liquidation, Fusion, Nicht-Lancierung, Ende des Vertriebs in oder von der Schweiz, etc.) Abaris Conservative Equity (F ) Global Strategy (F ) PMG Fonds Management AG, Zürich Aberdeen Global (F ) Swiss Equity Fund (F ) BNP PARIBAS SECURITIES SERVICES, Paris, succursale de Zurich Barings Umbrella Fund plc (F ) Barings Global Investment Grade Corporate Bond Fund (F ) UBS Fund Management (Switzerland) AG, Basel BlackRock Strategic Funds (F ) BlackRock European Credit Strategies Fund (F ) BlackRock Asset Management Schweiz AG, Zürich CB-ACCENT LUX (F ) Eureka Allocation (F ) Cornèr Banca SA, Lugano DB Platinum (F ) DB Platinum CROCI Global Dividends (F ) DB Platinum CROCI Sectors Fund (F ) DB Platinum CROCI US Dividends (F ) DB Platinum CROCI World (F ) DB Platinum CROCI World ESG (F ) DWS CH AG, Zürich /12

10 DB Platinum IV (F ) CROCI EURO (F ) CROCI Europe (F ) CROCI JAPAN (F ) CROCI US (F ) DWS CH AG, Zürich ECM CREDIT FUND SICAV (F ) ECM Dynamic Credit Fund (F ) ECM Short Duration Credit Fund (F ) CACEIS (Switzerland) SA, Nyon Goldman Sachs Funds (F ) Goldman Sachs Sterling Broad Fixed Income Plus Portfolio (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich HSBC Global Investment Funds (F ) Global Lower Carbon Multi-Asset (F ) HSBC Global Asset Management (Switzerland) AG, Zürich Invesco Funds Series (F ) INVESCO Asian Equity Fund (F ) Invesco Continental European Equity Fund (F ) Invesco Global Select Equity Fund (F ) Invesco Asset Management (Schweiz) AG, Zürich Invesco Funds Series 1 (F ) Invesco ASEAN Equity Fund (F ) Invesco Japanese Equity Fund (F ) Invesco Pacific Equity Fund (F ) Invesco Asset Management (Schweiz) AG, Zürich Invesco Funds Series 2 (F ) Invesco Gilt Fund (F ) Invesco Asset Management (Schweiz) AG, Zürich Invesco Funds Series 3 (F ) Invesco Global Health Care Fund (F ) Invesco Global Technology Fund (F ) Invesco Asset Management (Schweiz) AG, Zürich /12

11 Invesco Funds Series 4 (F ) Invesco Continental European Small Cap Equity Fund (F ) Invesco Global Small Cap Equity Fund (F ) Invesco Asset Management (Schweiz) AG, Zürich Invesco Funds Series 5 (F ) Invesco Emerging Markets Equity Fund (F ) Invesco Korean Equity Fund (F ) Invesco PRC Equity Fund (F ) Invesco Asset Management (Schweiz) AG, Zürich MFS Meridian Funds (F ) Global Multi-Asset Fund (F ) Carnegie Fund Services SA, Genève ODDO CREDIT OPPORTUNITIES (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Odey Investments plc (F ) Odey Giano Fund (F ) RBC Investor Services Bank S.A., Esch-sur-Alzette, Zweigniederlassung Zürich Old Mutual Global Investors Series II ICAV (F ) Old Mutual Absolute Return Government Bond Fund (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich Old Mutual Global Investors Series plc (F ) Old Mutual Monthly Income High Yield Bond Fund (F ) FIRST INDEPENDENT FUND SERVICES AG, Zürich OYSTER (F ) Emerging Opportunities (F ) SYZ Asset Management (Suisse) SA, Genève Schroder GAIA (F ) Paulson Merger Arbitrage (F ) Schroder Investment Management (Switzerland) AG, Zürich /12

12 Swiss Life Funds (LUX) (F ) Multi Asset Classic (EUR) (F ) Multi Asset Dynamic (EUR) (F ) Swiss Life Asset Management AG, Zürich UBS (Lux) Key Selection SICAV (F ) Active Allocation Balanced (EUR) (F ) Active Allocation Defensive (EUR) (F ) Active Allocation Growth (EUR) (F ) UBS Fund Management (Switzerland) AG, Basel /12