Versicherungsmakler mit einer Erlaubnis nach 34d Abs. 1 der Gewerbeordnung. (GewO)

Transkript

1 Erstinformation Kundeninformation zur Erfüllung der gesetzlichen Informationspflicht gemäß 11 VersVermV sowie 12 FinVermV 1. Name, Anschrift und Kontaktdaten: Ruhestandsplanung Endl GmbH Josef und Tobias Endl Passauer Straße Tittling Tel.: Fax: info@ruhestandsplanung-endl.de 2. Tätigkeitsart: Versicherungsmakler mit einer Erlaubnis nach 34d Abs. 1 der Gewerbeordnung. (GewO) Finanzanlagenvermittler mit einer Erlaubnis nach 34f Abs. 1 Satz 1 Nr. 1 der Gewerbeordnung. (GewO) 3. Beratung: Im Zuge der Vermittlung bietet die Ruhestandsplanung Endl GmbH eine Beratung gemäß den gesetzlichen Vorgaben an. 4. Gemeinsame Registerstelle nach 11 a Abs. 1 GewO: Vermittlerregisternummer Versicherungsvermittlung: D-LVPX-0DIO7-01 Vermittlerregisternummer Finanzanlagenvermittlung: D-F-155-W2DZ-02

2 Deutscher Industrie- und Handelskammertag (DIHK) e.v. Breite Straße Berlin Telefon: (Festnetzpreis 0,20 Euro/Anruf; Mobilfunkpreise maximal 0,60 Euro/Anruf) 5. Erlaubnisbehörde: Industrie- und Handelskammer für München und Oberbayern, Balanstraße 55-59, München, 6. Offenlegung direkter oder indirekter Beteiligungen über 10% an Versicherungsunternehmen oder von Versicherungsunternehmen am Kapital des Versicherungsvermittlers über 10%: Die Ruhestandsplanung Endl GmbH hält keine unmittelbare oder mittelbare Beteiligung von mehr als 10% der Stimmrechte oder des Kapitals an einem Versicherungsunternehmen. Ein Versicherungsunternehmen hält keine mittelbare oder unmittelbare Beteiligung von mehr als 10% der Stimmrechte oder des Kapitals an der Ruhestandsplanung Endl GmbH. 7. Anschriften der Schlichtungsstellen: Versicherungsombudsmann e.v. Postfach , Berlin Tel.: (kostenfrei aus deutschen Telefonnetzen) Fax: (kostenfrei aus deutschen Telefonnetzen) Internet: Ombudsmann für die Private Kranken- und Pflegeversicherung Postfach , Berlin Tel.: (kostenfrei aus deutschen Telefonnetzen) Fax: Internet:

3 8. Angaben zum Vergütungsmodell der Versicherungsvermittlung: Provisionen/Honorare 9. Angaben zum Vergütungsmodell der Finanzanlagenvermittlung: Provisionen/Honorare 10. Emittenten und Anbieter: Die Ruhestandsplanung Endl GmbH bietet Vermittlungs- und Beratungsleistungen zu den Finanzanlagen der folgenden Emittenten und Anbieter an: 1. Sicav 1741 Fund Management AG 2. RWB PrivateCapital PLUSsystem GmbH 2. RWB PrivateCapital Zweitmarkt GmbH 20. INP Deutsche Pflege Coesfeld GmbH & Co. Geschlossene Investment- 21. INP Deutsche Pflege Portfolio GmbH & Co. Geschlossene Investment- 22. INP Portfolio Deutsche Sozialimmobilien GmbH & Co. Geschlossene Investment- 23. INP Deutsche Pflege Portfolio GmbH & Co. Geschlossene Investment- 24. INP Deutsche Pflege Portfolio GmbH & Co. Geschlossene Investment- 25. INP Portfolio Plus GmbH & Co. Geschlossene Investment- 3 Banken-Generali Investment- Gesellschaft m.b.h. 3. RWB PrivateCapital PLUSsystem GmbH 4. RWB Global Market GmbH & Co. Typ A 4. RWB Global Market GmbH & Co. Typ B 5. RWB Global Market GmbH & Co. Typ A Investment- 5. RWB Global Market GmbH & Co. Typ B Investment- 6. RWB Global Market GmbH & Co. Typ A Investment- 6. RWB Global Market GmbH & Co. Typ B Investment- Aachener Grundvermögen Kapitalverwaltungsgesellschaft mit beschränkter Haftung AB I AB II ABERDEEN GLOBAL Aberdeen Global Alternative Strategies Public ABERDEEN GLOBAL II Aberdeen Liquidity Fund (Lux) ABN AMRO INVESTMENTS SOLUTIONS ABN AMRO Multi-Manager Funds Absalon ABSL Umbrella UCITS Fund Public Absolute Insight Funds Public ACCESS FUND, Accuro Fund Solutions AG Advent UCITS Funds Public limited company Aegon Asset Management Europe ICAV AGP Advisor Global Partners Fund I GmbH & Co. AGP Advisor Global Partners Fund II GmbH & Co. AGP Advisor Global Partners Fund III GmbH & Co. AGP Advisor Global Partners Fund IV GmbH & Co. gschlossene Inv Ahead Wealth Solutions AG AKBANK TURKISH Alceda Fund Management S.A. Algebris UCITS Funds Public Alger Sicav ALKEN FUND AllianceBernstein (Luxembourg) S.a.r.l. Allianz European Pension Investments, Allianz Global Investors Fund Allianz Global Investors Fund II, Allianz Global Investors Fund VI Public Allianz Global Investors GmbH Allianz Global Investors Ireland Ltd. Allianz Institutional Investors Series Allianz Invest Kapitalanlagegesellschaft mbh Alma Capital Investment Funds

4 alocava Real Estate Fund XII GmbH & Co. Investment ALPHA INVESTOR SERVICES MANAGEMENT Alpha UCITS ALPINE FUND PLC Altana Ucits Funds Public ALTE LEIPZIGER Trust Investment- Gesellschaft mbh Alternative Risk Premia Investment Fund Amadeus Capital Vision Public American Century AMG Funds Public AMP Capital Funds, Ampega Investment GmbH Amundi Asset Management Amundi Austria GmbH Amundi Deutschland GmbH Amundi Fund Solutions Amundi Funds Amundi Index Solutions Amundi Luxembourg S.A. Amundi Luxembourg S.A. AMUNDI RESPONSIBLE INVESTING Amundi II Anaxis Asset Management S.A.S. Anaxis Income Advantage Andurand UCITS ICAV Anima Funds Public Anspar FLEX Fonds 2 GmbH & Co. Anspar FLEX Fonds 3 Investment GmbH & Co. antea Investmentaktiengesellschaft mit veränderlichem Kapital und Teilgesellschaftsvermögen AQC 1 AQR UCITS Funds Aquila Private EquityINVEST I GmbH & Co. Investment Aquila Private EquityINVEST II GmbH & Co. Aquila WindpowerINVEST II GmbH & Co. Inv Arabesque Q3.17 Arabesque ARCHEA FUND Architas Multi - Manager Europe Arisaig Funds Public Artemis Fund Managers Artisan Partners Global Funds plc AS Avaron Asset Management AS Trigon Asset Management ASHMORE Aspect UCITS Funds plc Assenagon Asset Management S.A. ASTELLON UCITS FUND Atlantis Investment Management (Ireland) ATLAS Global Infrastructure UCITS ICAV Auda Asian Growth Fund GmbH & Co. Avala II GmbH & Co. AVANA Invest GmbH AVANA Investmentaktiengesellschaft mit Teilgesellschaftsvermögen Aviva Investors AVOLO Aviation GmbH & Co. Geschlossene Investment AXA Aedificandi AXA Funds Management S.A. AXA IM World Access Vehicle ICAV AXA Investment Managers Deutschland GmbH AXA Investment Managers Paris AXA Rosenberg Management Ireland AXA World Funds II, AXA World Funds, AXA/AB Investments Axxion S.A. AZ FUND Management S.A. Échiquier Fund ÖKORENTA Erneuerbare Energien IX Investment GmbH & Co. ÖKORENTA Erneuerbare Energien VIII Investment GmbH & Co. ÖkoWorld Lux S.A. Baillie Gifford Worldwide Funds Public BAKERSTEEL GLOBAL FUNDS Baloise Fund Invest (Lux), Bank of China International (BOCI) Commerzbank Bantleon AG Bantleon Select Baring Fund Managers Baring International Fund Managers (Ireland) Baring Investment Funds plc Baring Russia Fund, Sicav Barings Umbrella Fund plc Barometer UCITS Fund ICAV Baumann and Partners - Premium Select BayernInvest Kapitalverwaltungsgesellschaft mbh BayernInvest Luxembourg S.A. BBH Luxembourg Funds Belfius Equities Belfund Bellevue Funds (Lux) BENDURA FUND MANAGEMENT ALPHA AG Beresford Funds Public Beteiligungsfonds 41 GmbH & Co. Investment BI BIL PATRIMONIAL BL FUND SELECTION BL, BlackRock (Luxembourg) S.A. BlackRock Asset Management Deutschland AG BlackRock Asset Management Ireland BlackRock Global Funds BlackRock Institutional Pooled Funds plc BlackRock Strategic Funds, Blackstone Alternative Investment Funds Public BlueBay Funds, BMO Investments (Ireland) Public BMO Investments II (Ireland) Public

5 BMO UCITS ETF ICAV BNP PARIBAS A FUND BNP PARIBAS ASSET MANAGEMENT France BNP Paribas Asset Management Luxembourg BNP Paribas Easy BNP Paribas Flexi I BNP Paribas InstiCash BNP Paribas L1 BNP Paribas Midcap Europe BNP Paribas Money 3M BNP Paribas Plan BNP Paribas Real Estate Investment Management Germany GmbH BNP PARIBAS SELECT BNY Mellon Global Funds, Public BNY Mellon Investment Funds ICVC BNY Mellon Liquidity Funds Public BNY Mellon Service Kapitalanlage- Gesellschaft mbh Boussard & Gavaudan Bouwfonds Private Dutch Parking Fund II GmbH & Co. Investment BPI GLOBAL INVESTMENT FUND MANAGEMENT COMPANY S.A. Brandes Investment Funds plc BREVAN HOWARD LIQUID PORTFOLIO STRATEGIES Brookfield Investment Funds (UCITS) plc Brown Advisory Funds Public BTG PACTUAL Buss Containermanagement GmbH & Co. Investment BVT Concentio Vermögensstrukturfonds I GmbH & Co. Geschlossene Investment BVT Concentio Vermögensstrukturfonds II GmbH & Co. Geschlossene Investment BVT Ertragswertfonds Nr. 6 GmbH & Co. Geschlossene Investment BVT Real Rendite Fonds Nr. 1 GmbH & Co. BVT Top Select Portfolio Fund II Gewerbliche Beteiligungen GmbH & Co. BVT Top Select Portfolio Fund II Vermögensverwaltungs GmbH & Co. BVT-PB Top Select Fund Dynamic GmbH & Co. BVT-PB Top Select Fund GmbH & Co. BVT-PB Top Select Fund II GmbH & Co. BVT-PB Top Select Fund III Gewerbliche Beteiligungen GmbH & Co. BVT-PB Top Select Fund III Vermögensverwaltungs GmbH & Co. BVT-PB Top Select Fund IV Gewerbliche Beteiligungen GmbH & Co. BVT-PB Top Select Fund IV Vermögensverwaltungs GmbH & Co. BZ Fine Funds C & P Funds, C WORLDWIDE FUND MANAGEMENT S.A. CABEI Central American Fund plc CAIAC Fund Management AG Calamos Global Funds Public Canaccord Genuity Investment Funds Public CANDRIAM BONDS CANDRIAM DYNAMIX CANDRIAM EQUITIES L Candriam France SA Candriam Luxembourg CANDRIAM MONEY MARKET CANDRIAM QUANT CANDRIAM SRI Candriam Sustainable Cape Capital -UCITS Capita Financial Managers Capital International Emerging Markets Fund, CAPITAL INTERNATIONAL FUND Capital International Portfolios Capital Strategy Funds Carmignac Gestion S.A. Carmignac Portfolio, Carne Global Fund Managers (Ireland) Casa4Funds SA Catella Real Estate AG Catella CBK CBRE CLARION FUNDS Celsius Funds plc CELSIUS INVESTMENT FUNDS CFM UCITS ICAV Cheyne Select UCITS Fund PLC CHILTON UCITS China Southern Dragon Dynamic Fund Chiron Funds ICAV CIC CH CIGOGNE UCITS CIM Investment Fund ICAV City Financial Global Strategies Public limited company Classic Fund Management Aktiengesellschaft CM-CIC Asset Management S.A. Coeli I Cohen & Steers Comgest Growth Public COMGEST MONDE, Commerz Funds Solutions S.A. Commerz Funds Solutions S.A. Commerz Real Investmentgesellschaft mbh Commerzbank CCBI Investment Funds ICVC CompAM FUND ComStage Concept I Sicav CONREN Fortune CONVENTUM ASSET MANAGEMENT Coupland Cardiff Funds plc CPR Asset Management S.A. CQS Funds (Ireland) Public Cramer Rosenthal McGlynn UCITS Public Credit Suisse Custom Markets Credit Suisse Fund Management S.A.

6 Credit Suisse Index Fund (Lux), Credit Suisse Wealth Funds 1 Crestbridge Management S.A. Crossfund Sicav Crown Alternative UCITS Public limited company Crown Sigma UCITS Public limited company CS Investment Funds 1 CS Investment Funds 2 CS Investment Funds 3 CS Investment Funds 4 CS Investment Funds 5 Cullen Funds PLC Custom Markets plc D-A-CH Portfolio (Ireland) plc. DAIWA SBI Lux Funds Danske Invest DAVIS FUNDS DB DB Advisors db PBC DB Platinum DB PLATINUM IV db PrivatMandat Comfort, DB PWM DB PWM I DB PWM II DB Vermögensfondsmandat DBV-Win Fund DC Developing Markets Strategies P.L.C. DCI Umbrella Fund plc DCM GmbH & Co. Vermögensaufbau Fonds 1 DCM GmbH & Co. VorsorgePortfolio 1 DCM GmbH & Co. VorsorgePortfolio 2- A DCM GmbH & Co. VorsorgePortfolio 2- B Deka Immobilien Investment GmbH Deka International S.A. Deka Investment GmbH Deka Vermögensmanagement GmbH Deutsche Asset Management Investment GmbH Deutsche Asset Management Investmentaktiengesellschaft mit Teilgesellschaftsvermögen Deutsche Asset Management S.A. Deutsche Asset Management S.G.I.I.C., S.A. Deutsche Concept Deutsche Global Liquidity Series plc. Deutsche Immobilien Invest Metropolen Deutschland Fonds GmbH & Co. Investment Deutsche Institutional Deutsche Invest I, Deutsche Invest II Deutsche MAG FI Deutsche Strategic DF Deutsche Finance PERE Fund I GmbH & Co. Inv DF Deutsche Finance PORTFOLIO Fund I GmbH & Co. Inv DF Deutsche Finance PRIVATE Fund 11 - Infrastruktur Global - GmbH & Co. Inv DF Deutsche Finance PRIVATE Fund 12 - Immobilien Global - GmbH & Co. Inv DF Deutsche Finance Private Fund I GmbH & Co. Inv DFV Hotel Weinheim GmbH & Co. DIAMOND I Digital Funds Dimensional Fund Advisors Ltd Dimensional Funds plc DJE Investment S.A. DMS UCITS Platform ICAV DNB Asset Management S.A. DNB Fund DNCA Finance DNCA INVEST Dodge & Cox Worldwide Funds Public Dominicé Funds Public DPAM Bonds L DPAM CAPITAL B SA, DPAM Equities L, DPAM INVEST B SA DPAM L DPAM MONEY MARKET L DS 140 Flugzeugfonds XIV GmbH & Co. Investment DS 141 Hotel Aachen GmbH & Co. Investment DUAL RETURN FUND () Duemme International Luxembourg S.A. DWS FlexPension, DWS Funds, DWS Garant, DWS Select, DYNASTY S.A. E&G FONDS E.I. Sturdza Funds Public EAST CAPITAL Eastspring Investments Eaton Vance International (Ireland) Funds plc ECG Immobilienfonds GmbH & Co. ECM Credit Fund ECP Flagship Edgewood L Select EDM INTERNATIONAL Edmond de Rothschild Asset Management (France) EDMOND DE ROTHSCHILD FUND, Eiffel UCITS Opportunities EII Real Estate Securities Advisors EII Voyager Fund Public ELEVA UCITS FUND Emso Clover Public limited company Ennismore Smaller Companies Public Equitile Investments Feeder OEIC Erste Asset Management GmbH Erste Westfälische Zinshausgesellschaft mbh & Co. ERSTE-SPARINVEST Kapitalanlagegesellschaft m.b.h. Essor Emerging Markets

7 ETHENEA Independent Investors S.A. Eurizon Capital S.A. EuroAmerica AM Eurobank Fund Management (Luxembourg) SA European and Global Investments Evli Fund Management Ltd. Exane Asset Management EXANE FUNDS 1 Exane Funds 2 Exklusiv Portfolio Expat Asset Management EAD F&C Fund F&C PORTFOLIOS FUND fairvesta dritte Immobilienbeteiligungsgesellschaft mbh fairvesta erste Immobilienbeteiligungsgesellschaft mbh fairvesta fünfte Immobilienbeteiligungsgesellschaft mbh & Co. fairvesta Mercatus IX GmbH & Co. fairvesta Mercatus VII GmbH & Co. fairvesta Mercatus VIII GmbH & Co. fairvesta Mercatus X GmbH & Co. fairvesta Mercatus XI GmbH & Co. Investment fairvesta sechste Immobilienbeteiligungsgesellschaft mbh & Co. fairvesta vierte Immobilienbeteiligungsgesellschaft mbh & Co. Falcon Fund Federated International Funds Public Federated International Management Federated Investors (UK) LLP Feri Trust (Luxembourg) S.A. Fidante Partners Liquid Strategies ICAV Fidecum FIDELITY ACTIVE STRATEGY FIDELITY FUNDS FIDELITY FUNDS II Fidelity Institutional Liquidity Fund public limited company Fidelity UCITS ICAV Fidelity UCITS II ICAV FIDURA Rendite Plus Ethik Fonds GmbH & Co. FIDURA Rendite Sicherheit Plus Ethik 3 GmbH & Co. FIDURA Vermögensbildungs- und Absicherungsfonds GmbH & Co. Finaltis S.A. Financière de l''echiquier FINLABO INVESTMENTS First Private Investment Management KAG mbh First State Global Umbrella Fund Public First State Investments ICVC First Trust Global Funds Public FISCH FUND SERVICES AG Fisher Investments Institutional Funds Public Flaskamp Invest S.A. FLEX Fonds Select 1 Investment GmbH & Co. Flossbach von Storch Invest S.A. Flossbach von Storch Focused Sicav Fondita Fund Management Ltd Fonds Direkt Sicav Fort Global Ucits Funds Public Forum One FPM Funds FRANKFURT-TRUST Invest Luxemburg AG FRANKFURT-TRUST Investment- Gesellschaft mit beschränkter Haftung Franklin LibertyShares ICAV Franklin Templeton Investment Funds, FULCRUM UCITS FULLERTON LUX FUNDS Fund Partners FundLogic Alternatives plc FundLogic Structured Products FundPartner Solutions (Europe) S.A. FundRock Management S.A. Fundsmith Equity Fund Feeder GA Asset Fund GmbH & Co. Galloway Feeder Fund GAM (Luxembourg) S.A. GAM Investment Management (Switzerland) AG GAM MULTIBOND GAM MULTICASH GAM MULTISTOCK GAM STAR (LUX) GAM Star Fund Public GAMAX MANAGEMENT AG GAMCO INTERNATIONAL Garbe Logimac Fonds Nr. 2 AG & Co. Garching SLC 2.2 Fonds GmbH & Co. Investment- Gateway UCITS Funds Public Gavekal Fund Management (Ireland) GaveKal Multi-Fund plc GBK Beteiligungen Aktiengesellschaft Generali Investments Europe S.p.A. Società di gestione del Risparmio, Zweigniederlassung Deutschland Generali Investments Luxembourg S.A. Generali Investments Generali Smart Funds GLOBAL ADVANTAGE FUNDS GLOBAL EVOLUTION FUNDS Global Focused Equity Fund Globalance, GMO Funds Public GMO Investments ICAV GOLDMAN SACHS FUNDS II GOLDMAN SACHS FUNDS Goldman Sachs Funds, Public GQG Global UCITS ICAV Gründerfonds Bielefeld-Ostwestfalen GmbH & Co. Gründerfonds Münsterland GmbH & Co. GREEN ASH Green Effects Investment plc GS&P Kapitalanlagegesellschaft S.A.

8 GuardCap UCITS Funds Public Guggenheim Global Investments Public Guinness Asset Management Funds Public GUTENBERG Finance SAS Gutmann Kapitalanlageaktiengesellschaft GVG Globus Fachmärkte, Meerbusch GmbH & Co. Investment- H2O AM LLP H2O Global Strategies ICAV Habona Deutsche Einzelhandelsimmobilien Fonds 04 GmbH & Co. Habona Deutsche Einzelhandelsimmobilien Fonds 05 GmbH & Co. Investment Habona Deutsche Einzelhandelsimmobilien Fonds 06 GmbH & Co. Investment Habona Kita Fonds 01 GmbH & Co. Hadron Alpha Public Hahn Baumarkt Bonn GmbH & Co. -Investment- Hahn Baumarkt Trier GmbH & Co. -Investment- Hahn Fachmarktzentrum Rothenburg GmbH & Co. -Investment- Hahn Fachmarktzentrum Weinheim GmbH & Co. -Investment- Hahn SB-Warenhaus Delmenhorst GmbH & Co. -Investment- Hahn SB-Warenhaus Herzogenrath GmbH & Co. -Investment- Hahn SB-Warenhaus Holzminden GmbH & Co. -Investment- Hahn SB-Warenhaus Kitzingen GmbH & Co. -Investment- Hahn Welau Arcaden Wedel GmbH & Co. -Investment- Hamburg Asset Management HAM Kapitalverwaltungsgesellschaft mbh Hamburg Trust HTG Deutschland 19 GmbH & Co. Investment HANSAINVEST Hanseatische Investment-GmbH HANSAINVEST LUX S.A. Harvest Global Funds Hauck & Aufhäuser Asset Management Services S.à r.l. Hauck & Aufhäuser Fund Services S.A. Hauck & Aufhäuser Investment Gesellschaft S.A. HBM UCITS (LUX) FUNDS Hedge Investment International Funds plc HEH Aviation "Bilbao" GmbH & Co. Investment- HEH Aviation "Helsinki"GmbH & Co. Investment HEH Aviation "Madrid" GmbH & Co. Investment HEH Aviation "Malaga" GmbH & Co. Investment- HEH Aviation "Marbella" GmbH & Co. Investment- HEH Aviation "Palma" GmbH & Co. Investment- Heitman UCITS Helaba Invest Kapitalanlagegesellschaft mbh HELIUM FUND HEP Kapitalverwaltung AG Heptagon Fund plc HERBEUS HEREFORD FUNDS Hermes Investment Funds plc HI-Luxemburg S.C.S., -SIF HIU Hanseatische Schiffsbeteiligungen GmbH & Co. HL Denkmal Münster GmbH & Co. Investment- HL DIE DIREKTION MUENSTER GMBH & CO. GESCHLOSSENE INVESTMENT- HL FLIGHT INVEST 51 GMBH & CO. GESCHLOSSENE INVESTMENT- HL INVEST Freiburg GmbH & Co. Investment- HSBC ETFs Public HSBC Global Asset Management (France) HSBC Global Funds ICAV HSBC Global Investment Funds, HSBC Global Liquidity Funds plc HSBC Portfolios HTB 6. Geschlossene Immobilieninvestment Portfolio GmbH & Co. HTB 7. Geschlossene Immobilieninvestment Portfolio GmbH & Co. HTB 8. Geschlossene Immobilieninvestment Portfolio GmbH & Co. HTB Erste Immobilien Investment AG HTB Strategische Handelsimmobilie Plus Nr. 4 GmbH & Co. Hugau Gestion S.G.P. IAM Investments ICAV ICBC (Europe) UCITS ICBC Credit Suisse UCITS ETF ICE Global Credit Funds IFK 4 Sachwertportfolio GmbH & Co. Geschlossene Investment IFK Select Zweitmarktportfolio GmbH & Co. Geschlossene Investment IFM Independent Fund Management AG IMMAC Austria Sozialimmobilie XII Renditefonds GmbH & Co. IMMAC Austria Sozialimmobilie XIV Renditefonds GmbH & Co. IMMAC Austria Sozialimmobilie XVI Renditefonds GmbH & Co. t IMMAC Pflegezentren Schleswig- Holstein II Renditefonds GmbH & Co. IMMAC Sozialimmobilie 71. Renditefonds GmbH & Co. IMMAC Sozialimmobilie 73. Renditefonds GmbH & Co. IMMAC Sozialimmobilie 77. Renditefonds GmbH & Co. IMMAC Sozialimmobilie 80. Renditefonds GmbH & Co. IMMAC Sozialimmobilien 84. Renditefonds GmbH & co. ImmoChance Deutschland 7 Renovation Plus GmbH & Co. Investment

9 ImmoChance Deutschland 8 Renovation Plus GmbH & Co. Investment ING ARIA InRIS UCITS plc Insight Global Funds II plc Institutional Cash Series plc INTER-PORTFOLIO Verwaltungsgesellschaft S.A. International Fund Management S.A. International Funds Sicav Internationale Kapitalanlagegesellschaft mit beschränkter Haftung IntReal International Real Estate Kapitalverwaltungsgesellschaft mbh Invesco Funds INVESCO Global Asset Management Designated Activity INVEST AD Investec Global Strategy Fund, Investeringsforeningen Jyske Invest International Investeringsforeningen Sydinvest Investmentaktiengesellschaft für langfristige Investoren TGV IPConcept (Luxemburg) S.A. IPConcept (Schweiz) AG IPP Institutional Property Partners Fund II GmbH & Co. Inv Iridian UCITS Fund Public ishares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermögen ishares II Public ishares III Public ishares IV Public ishares Public ishares V Public ishares VI Public ishares VII Public IVI Umbrella Fund plc J O Hambro Capital Management UK Umbrella Fund J O Hambro Capital Management Umbrella Fund plc JABCAB (LUX) JAMESTOWN 29 L.P. & Co. Investment JAMESTOWN 30 L.P. & Co. Investment- JANUS HENDERSON CAPITAL FUNDS PUBLIC LIMITED COMPANY JANUS HENDERSON FUND JANUS HENDERSON HORIZON FUND Janus Henderson Strategic Investment Funds JKC Fund, JMS ICAV John Hancock Worldwide Investors, plc John Locke Investments S.A. JPMorgan ETFs (Ireland) ICAV JPMORGAN FUNDS JPMorgan Investment Funds, JPMorgan Liquidity Funds, JPMorgan Private Bank Funds I, JSS INVESTMENTFONDS JSS INVESTMENTFONDS II JSS MULTI LABEL JULIUS MEINL INVESTMENT Gesellschaft m.b.h. Jyske Kairos International Kames Capital Investment (Ireland) plc KanAm Grund Kapitalverwaltungsgesellschaft mbh KB Star Funds KBC BONDS, KBC Eco Fund, BEVEK KBC Equity Fund, BEVEK Herrn R. van West - Hoofd Bemab. KBC RENTA KBC Select Immo, BEVEK KBI Institutional Fund ICAV KBL Key Fund, Kempen International Funds, Kepler Liquid Strategies ICAV KEPLER-Fonds Kapitalanlagegesellschaft mbh KeyLux Umbrella KIM Investment Funds KL UCITS ICAV KOTAK FUNDS KR FONDS La Française Asset Management La Française LUX Lacuna LAFFITTE FUNDS LAM ZyFin Global Markets UCITS ETF Public Lampe Lazard Alpha Europe Lazard Asset Management (Deutschland) GmbH Lazard Convertible Global Lazard Equity SRI Lazard Frères Gestion S.A.S. Lazard Global Active Funds Public Lazard Global Investment Funds Public Lazard Objectif Alpha Euro LB(Swiss) Investment AG LBBW Asset Management Investmentgesellschaft mbh LEDBURY P.L.C. Legal & General ICAV LEGAL & GENERAL Legal & General UCITS ETF Public Legg Mason Alternative Funds ICAV Legg Mason Global Funds plc. Legg Mason Global Solutions Public Legg Mason Institutional Funds plc Lemanik Asset Management S.A. LEMANIK LFIS Vision UCITS LGLOBAL FUNDS LGT Capital Partners (FL) Ltd. LGT Capital Partners (Ireland) LGT Fondsleitung AG LGT Funds LGT Multi-Assets LHI Immobilien-Portfolio Baden- Württemberg I GmbH & Co. Investment- Libero International plc Lingohr Liontrust Global Funds Public

10 LLB Fund Services AG LLB Fund Services Aktiengesellschaft LLB Invest AGmvK LLB Qualified Investors AGmvK Lombard Odier Funds, Lombard Odier Selection Long Term Investment Fund (SIA), Lord Abbett Passport Portfolios Public Los Angeles Capital Global Funds Public LRI Invest S.A. LSAM SF 3 Public Lsv Funds Public Lupus alpha Investment GmbH Lupus alpha Investment S.A. Lutetia Capital SAS LUXEMBOURG SELECTION FUND LYXOR Index Fund Lyxor International Asset Management S.A.S. Lyxor Investment Funds Lyxor Investment Strategies Public Lyxor Newcits IRL II Public Lyxor Newcits IRL Public M & G. Securities M Convertibles, M&G (Lux) Investment Funds 1 M&G Global Macro Bond Fund M&G Investment Funds (1) M&G Investment Funds (12) M&G Investment Funds (2) M&G Investment Funds (3), ICVC M&G Investment Funds (5) M&G Investment Funds (7) M&G Optimal Income Fund Macquarie Collective Funds Public MACQUARIE FUND SOLUTIONS Macquarie Investment Management Austria Kapitalanlage AG Maga Smaller Companies UCITS Fund Public Magallanes Value Investors UCITS MAGELLAN Magna Umbrella Fund plc MainFirst MAINFIRST AFFILIATED FUND MANAGERS S.A. Majedie Asset Management (International) Investment Fund Public Man Funds plc Man Funds VI plc Man Umbrella MANDARINE FUNDS Mandarine Gestion S.A. Manulife Asset Management UCITS Series ICAV MAP Real Estate 1 Geschlossene Investment GmbH & Co. Maple-Brown Abbott Funds Public Marble House Access Select Private Equity GmbH & Co. Marble House Clean Growth Fund GmbH & Co. Marble House Clean Growth PWM Fund GmbH & Co. Marble House European Mid Market Fund GmbH & Co. Investment Marble House Secondary Plus GmbH & Co. March International Maritime Selection 2 GmbH & Co. Market Access Marshall Wace UCITS Funds Public MASTERINVEST Kapitalanlage GmbH MATTHEWS ASIA FUNDS MCF UCITS FUND MEAG Luxembourg S.à.r.l. MEAG MUNICH ERGO Kapitalanlagegesellschaft mbh Mediolanum International Funds Ltd. Melchior Selected Trust, Mellinckrodt 2 MEMNON FUND MERRILL LYNCH INVESTMENT SOLUTIONS Metropole Funds METZLER ASSET MANAGEMENT GMBH Metzler International Investments Public Metzler Ireland Metzler Strategic Investments Public limited company MFG Investment Fund Public MFM Funds (Lux) MFS Investment Management (Lux) S.à r.l. MFS MERIDIAN FUNDS MGI Funds plc MIG GmbH & Co. Fonds 1 MIG GmbH & Co. Fonds 10 MIG GmbH & Co. Fonds 11 MIG GmbH & Co. Fonds 12 Investment- MIG GmbH & Co. Fonds 13 Investment- MIG GmbH & Co. Fonds 14 Investment- MIG GmbH & Co. Fonds 15 Investment- MIG GmbH & Co. Fonds 2 MIG GmbH & Co. Fonds 3 MIG GmbH & Co. Fonds 4 MIG GmbH & Co. Fonds 5 MIG GmbH & Co. Fonds 6 MIG GmbH & Co. Fonds 7 MIG GmbH & Co. Fonds 8 MIG GmbH & Co. Fonds 9 Mirabaud Mirae Asset Global Discovery Fund Mirova Funds, MK LUXINVEST S.A. Monega Kapitalanlagegesellschaft mbh Montag & Caldwell Funds plc Montage Investments Montanaro European Smaller Companies Public MontLake UCITS Platform ICAV Moorea Fund Morgan Stanley Investment Funds, MORGAN STANLEY LIQUIDITY FUNDS

11 Mori Umbrella Fund Public Moventum Plus Aktiv Multi Manager Access Multi Manager Access II Multi Units France MULTI UNITS LUXEMBOURG Multi-Style, Multi-Manager Funds plc Multiadvisor, MultiConcept Fund Management S.A. MULTICOOPERATION MULTIFLEX Multilabel MULTIPARTNER MULTIRANGE Muzinich & Co. (Ireland) NATIXIS AM FUNDS Natixis Asset Management Natixis Cash Euribor, Natixis International Funds (Dublin) I Public Natixis International Funds (Lux) I Natixis Souverains Euro Nedgroup Investments Funds Public Neptune Investment Funds NESTOR Investment Management S.A. Neuberger Berman Investment Funds Public New Capital UCITS Fund Public NIKKO AM GLOBAL UMBRELLA FUND NN (L) NN Investment Partners Luxembourg S.A. Nomura Asset Management Deutschland KAG mbh Nomura Funds Ireland plc Nomura Investment Solutions Public Nomura Next Funds Ireland Public NORAMCO Asset Management S.A. Nord Est Asset Management NORD/LB Asset Management AG Nordea 2, Nordea 1, Nordea Fund of Funds, NORDEN North American Income Fund Public Northern Trust Fund Managers (Ireland) Ltd Northern Trust Fund Services (Ireland) Northill Global Fund Managers Notz, Stucki Europe S.A. NPB Nuveen Global Investors Fund plc Oaks Emerging Umbrella Fund Public Oaktree (Lux.) Funds, OBJECTIF SMALL CAPS EURO Objekte Fürstenfeldbruck und München Fonds GmbH & Co. Ocean Dial Investment Funds Public limited company ODDO AVENIR EUROPE ODDO BHF Asset Management GmbH ODDO BHF ASSET MANAGEMENT SAS Odey Investment Funds Public ODEY INVESTMENTS PUBLIC LIMITED COMPANY OFI Asset Management OFI FUND OFI RS EUROPEAN CONVERTIBLE BOND Old Mutual Global Investors Series II ICAV Old Mutual Global Investors Series plc Old Mutual Investment Funds Old Mutual Investment Funds Series I Old Mutual Investment Management OPALENBURG Vermögensverwaltung GmbH & Co. Opportunity OPALENBURG Vermögensverwaltung GmbH & Co. SafeInvest 2. OPALENBURG Vermögensverwaltung GmbH & Co. SafeInvest OpenWorld plc Optinova Investmentaktiengesellschaft mit Teilgesellschaftsvermögen Ossiam IRL ICAV OSSIAM LUX Ostrica B.V. Ostrum Asset Management S.A. OYSTER Paladin Asset Management Investmentaktiengesellschaft mit Teilgesellschaftsvermögen PARETO Pareturn Paribus Rail Portfolio III GmbH & Co. Investment- Paribus Renditefonds XXVII GmbH & Co. Investment- PartnerFonds AG Partners Group Listed Investments PARVEST Parworld PassIM Structured Funds Public PATRIZIA GrundInvest Campus Aachen GmbH & Co. Investment- PATRIZIA GrundInvest Den Haag Wohnen GmbH & Co. Investment- PATRIZIA GrundInvest Garmisch- Partenkirchen GmbH & Co. Investment- PATRIZIA GrundInvest Kopenhagen Südhafen GmbH & Co. Investment- PATRIZIA GrundInvest Mainz Rheinufer GmbH & Co. Investment- PATRIZIA GrundInvest München Leopoldstraße GmbH & Co. Investment- PATRIZIA GrundInvest Stuttgart Südtor GmbH & Co. Investment- Payden Global Funds plc PBO, PED Private Equity Deutschland GmbH & Co. PERINVEST (LUX) PGIM Funds Public PI Investment Funds PI Pro Investor Immobilienfonds 3 GmbH & Co. Investment- PICTET INTERNATIONAL CAPITAL MANAGEMENT

12 Pictet Select, Pictet TR, Pictet, Pimas-Umbrella PIMCO Fixed Income Source ETFs Public PIMCO Funds: Global Investors Series Public PIMCO Select Funds Public PineBridge Investments Ireland Pioneer Investments Austria GmbH Platinum UCITS Funds Polar Capital Funds plc POLUNIN Funds PORTLAND HILL FUND POSTBANK PowerShares Global Funds Ireland Public PPP Privilege Private Partners Fund GmbH & Co. Pramerica Property Investment GmbH Prescient Fund Services (Ireland) Ltd. Primo UCITS Platform ICAV Principal Global Investors (Ireland) Private Equity Portfolio 2017 GmbH & Co. - Invest PrivilEdge Pro Fonds (Lux), PROJECT Metropolen 16 Investment GmbH & Co. PROJECT Metropolen 17 Investment GmbH & Co. PROJECT REALE WERTE Fonds 11 Investment GmbH & Co. PROJECT REALE WERTE Fonds 12 Investment GmbH & Co. PROJECT Wohnen 14 Investment GmbH & Co. PROJECT Wohnen 15 Investment GmbH & Co. ProReal Deutschland Fonds 4 GmbH & Co. Inv PROSPERITY CAPITAL MANAGEMENT PROTEA FUND PROTEA UCITS II publity Performance Fonds Nr. 6 GmbH & Co. Investment publity Performance Fonds Nr. 7 GmbH & Co Investment publity Performance Fonds Nr. 8 GmbH & Co. Investment Putnam Investments (Ireland) PvB Pernet von Ballmoos AG PVV PWM Funds Pzena Value Funds Public QNB Global Funds ICAV Quaero Capital Funds (Lux) QUEST MANAGEMENT, QUINT: Essence Capital S.A. Quoniam Funds Selection R Portfolios R Valor R.I. Vermögensbetreuung AG Raiffeisen Kapitalanlage-Gesellschaft m.b.h. Raiffeisen Salzburg Invest Kapitalanlage GmbH RAM (LUX) SYSTEMATIC FUNDS RAM (Lux) Tactical Funds RAM (LUX) TACTICAL FUNDS II Raymond James Funds RBR Funds Real I.S. Grundvermögen GmbH & Co. Investment- reconcept 03 Windenergie Finnland GmbH & Co. Red Arc Global Investments (Ireland) Public RH&PARTNER Investment Funds, Richelieu Bond Richelieu Equity Richelieu Fd Robeco (LU) Funds III Robeco Afrika Fonds N.V. ROBECO ALL STRATEGIES FUNDS ROBECO CAPITAL GROWTH FUNDS Robeco Global Stars Equities N.V. Robeco Global Total Return Bond Fund Robeco QI Global Dynamic Duration Rogge Funds Public Rolinco N.V. Rothschild Asset Management Rothschild HDF Investment Solutions ROUVIER Royal Select Fund I GmbH & Co. RP Rendite Plus Société d''investissement à Capitale Variable RREEF Investment GmbH Rubrics Global UCITS Funds Public Ruffer Russell Investment II plc Russell Investment IV plc Russell Investment plc RV Capital UCITS Fund ICAV RWB Direct Return GmbH & Co. Investment- RWB Direct Return II GmbH & Co. Investment- RWB Global Market GmbH & Co. Cost Average I RWB Global Market GmbH & Co. Secondary III RWB Global Market GmbH & Co. Secondary IV RWB Global Market GmbH & Co. Secondary V Investment- RWB Special Market GmbH & Co. Asia I RWB Special Market GmbH & Co. Asia II Investment- RWB Special Market GmbH & Co. Asia III Investment- RWB Special Market GmbH & Co. China IV RWB Special Market GmbH & Co. Germany III Investment- RWC Funds S.E.A. Funds S.W. Mitchell Capital Public Salar Fund plc Salus Alpha Samarang Asset Management S.A. SANTANDER

13 Sarasin Funds Management (Ireland) Sauren Sauren Select Savills Fund Management GmbH Savills IM Real Estate Securities Income Fund Sberbank AM UCITS Fund Schoellerbank Invest AG Schroder Absolute Return Fund Schroder GAIA Schroder International Selection Fund SCHRODER SPECIAL SITUATIONS FUND Scontinvest LU SCOR Investment Partners SE SEB Asset Management S.A. SEB Fund Services SA SEB Investment Management AB SEB 1 SEB Sicav 2 SEB 3 Sechste "River Cruiser" GmbH & Co. Investment Sechster BIMAG Fonds GmbH & Co. Security Kapitalanlage Aktiengesellschaft SEI Global Master Fund plc Seilern Investment Management (Ireland) Semper Constantia Invest GmbH Sentiment Serviced Platform SEVEN UCITS SF (LUX) 3 SHARE, Shenkman Credit Fund Public Short-Term Investments (Global Series) Public ODDO BHF Siemens Fonds Invest GmbH SKAGEN AS Skenderbeg Funds Smead Funds SMT Fund Services (Ireland) Société Générale Securities Services GmbH Societe de Gestion Prevoir SOLYS SOP GlobaleAktienAllokation Source CSOP Markets Public Source Investment Management Source Markets II Public SouthernSun Value Fund plc SPARINVEST SPARX Funds plc Spängler IQAM Invest GmbH SphereInvest Group Spinnaker Capital UCITS Public SSgA SPDR ETFs Europe I plc SSgA SPDR ETFs Europe II Plc Stafford Standard Life Investments (Mutual Funds) Standard Life Investments Global State Street Global Advisors Liquidity plc State Street Global Advisors Luxembourg State Street ICAV Stone Harbor Investment Funds Public StoneFarm Umbrella Fund Public Strategic Active Trading Funds Public Strategic Investment Funds UCITS Public Structured Invest S.A. Structured Investments Structured Solutions SUNARES Swiss Life Asset Management (France) Swiss Life Fund Management (LUX) S.A. Swiss Life Funds (LUX) Swiss Life Funds AG Swiss Life Kapitalverwaltungsgesellschaft mbh Swiss Rock (Lux) Dachfonds Sicav Swiss Rock (Lux) Sicav SWISS WORLD INVEST SWISSCANTO Asset Management International S.A. Sycomore Asset Management SYQUANT Capital Systematic iq Public Systematica UCITS Fund ICAV T. Bailey Fund Services T. ROWE PRICE FUNDS Tages International Funds Tages International Funds ICAV TARENO FUNDS Türkisfund, TCW Funds Technologiegründerfonds Sachsen Seed GmbH & Co. THE JUPITER GLOBAL FUND The Roxbury Fund ICAV THE STRALEM FUND THEAM QUANT THESIS Unit Trust Management ThomasLloyd Cleantech Infrastructure Fund Threadneedle (Lux) Threadneedle Focus Investment Funds ICVC Threadneedle Investment Funds ICVC Threadneedle Specialist Investment Funds ICVC Tiburon Partners LLP Timberland, TIMEO NEUTRAL TOBAM Tocqueville Finance SA Tokio Marine Funds Public Top Select Fund V Gewerbliche Beteiligungen GmbH & Co. Top Select Fund V Vermögensverwaltungs GmbH & Co. Top Select Fund VI GmbH & Co. Geschlossene Investment Traditional Funds Plc Treligga Public

14 Trilogy Investment Funds Public TRIODOS I Trium UCITS Platform Public Trojan Funds (Ireland) Public TT International Funds plc Tweedy, Browne Value Funds, TWELVE CAPITAL FUND Twelve Capital UCITS ICAV Twenty First Capital Luxembourg Sicav TYNDARIS INVESTMENTS U ACCESS U Access (Ireland) UCITS Public UAB "INVL Asset Management" UBAM UBAM Convertibles UBS (Irl) Alternative Solutions Public UBS (Irl) ETF Public UBS (Irl) Fund plc UBS (Irl) Investor Selection Public UBS (Lux) Bond Sicav UBS (Lux) Equity Sicav UBS (Lux) Key Selection UBS (Lux) Money Market UBS (Lux) Sicav 1 UBS (Lux) Strategy UBS Asset Management (Deutschland) GmbH UBS ETF UBS ETFs plc UBS Fund Management (Luxembourg) S.A. UBS Global Solutions UBS Real Estate GmbH UBS Third Party Management S.A. UNI-GLOBAL Union Bancaire Gestion Institutionnelle (France) S.A.S. Union Investment Institutional GmbH Union Investment Luxembourg S. A. Union Investment Privatfonds GmbH Union Investment Real Estate GmbH Universal-Investment-Gesellschaft mit beschränkter Haftung Universal-Investment-Luxembourg S.A. UNIVERSE, THE CMI GLOBAL NETWORK FUND UOB Global Strategies Funds plc UTI Goldfinch Funds Public UTI Indian Fixed Income Fund Public Value Partners Ireland Fund plc VALUEINVEST LUX VanEck ICAV VanEck Vectors UCITS ETFs Public Vanguard Funds Plc Vanguard Investment Series plc Varenne Capital Partners Variopartner VECTOR ASSET MANAGEMENT S.A. Veritas Funds Public VERITAS INVESTMENT GmbH VESTATHENA VIA AM Vietnam Emerging Market Fund VITRUVIUS von der Heydt Invest S.A. Vontobel Fund II VONTOBEL FUND, VP Fund Solutions (Liechtenstein) AG VP Fund Solutions (Luxembourg) SA Vulcan Global Value Fund Plc Wallberg Invest S.A. WALSER Portfolio Walser Privatbank Invest S.A. WALSER Strategie WARBURG INVEST KAPITALANLAGEGESELLSCHAFT MBH WARBURG INVEST LUXEMBOURG S.A. Waverton Investment Funds Public Waverton Investment Funds WealthCap Fondsportfolio Private Equity 21 GmbH & Co. Investment WealthCap Fondsportfolio Private Equity 22 GmbH & Co. Investment WealthCap Immobilien Deutschland 38 GmbH & Co. Investment WealthCap Immobilien Deutschland 41 GmbH & Co. Investment WealthCap Immobilien Nordamerika 16 GmbH & Co. Investment WealthCap Immobilien Nordamerika 17 GmbH & Co. Investment WealthCap Kapitalverwaltungsgesellschaft mbh WealthCap Private Equity 17 GmbH & Co. Investment WealthCap Private Equity 18 GmbH & Co. Investment WealthCap Private Equity 19 GmbH & Co. Investment WealthCap Private Equity 20 GmbH & Co. Investment WealthCap SachWerte Portfolio 2 GmbH & Co. Investment WealthCap SachWerte Portfolio 3 GmbH & Co. Investment Weisshorn Funds UCITS Wellington Luxembourg S.à.r.l. Wellington Management Funds (Ireland) plc Wells Fargo (Lux) Worldwide Fund Western Asset Liquidity Funds plc WestInvest Gesellschaft für Investmentfonds mbh Westwood Investment Funds Public White Fleet, WIDe Fonds 5 Investment GmbH & Co. WIDe Fonds 7 Investment GmbH & Co. William Blair Winton UCITS Funds ICAV WisdomTree Issuer Public WMP I

15 Wohnpark Elbaue GmbH & Co. Immobilienfonds WORLDSELECT ONE Worldwide Investors Portfolio WWK Investment S.A. XOLARIS Service Kapitalverwaltungs- Aktiengesellschaft Xtrackers Xtrackers (IE) Public Xtrackers II ZBI Fondsmanagement AG ZBI Regiofonds Wohnen 1 GmbH & Co. ZBI Zentral Boden Immobilien GmbH & Co. Achte Professional Immobilien Holding ZBI Zentral Boden Immobilien GmbH & Co. Elfte Professional Immobilien Holding ZBI Zentral Boden Immobilien GmbH & Co. Neunte Professional Immobilien Holding ZBI Zentral Boden Immobilien GmbH & Co. Sechste Professional Immobilien Holding ZBI Zentral Boden Immobilien GmbH & Co. Siebte Professional Immobilien Holding ZBI Zentral Boden Immobilien GmbH & Co. WohnWert 1 ZBI Zentral Boden Immobilien GmbH & Co. Zehnte Professional Immobilien Holding Zurich Invest ICAV

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