Course name Start End Completion Status Method Schulung für private Anlagegeschäfte Jan 27, 2015 Dec 31, 2018 Feb 18, 2015 Passed elearning UBS Switzerland AG & UBS AG - German version Oct 28, 2014 Oct 7, 2016 Dec 18, 2014 Passed elearning Verhaltens- und Aufsichtsprinzipien Nov 14, 2014 Dec 31, 2016 Nov 25, 2014 Passed elearning Marktverhalten - CC, WM, R&C Oct 16, 2014 Dec 31, 2018 Oct 23, 2014 Passed elearning Training zum bewussten Umgang mit Betrugsrisiken 2014 Grenzüberschreitende Geschäftstätigkeit Allgemeines Modul (2014) Achieve Excellence in execution with Team Oriented Problem Solving (TOPS) May 1, 2014 Dec 24, 2016 May 28, 2014 Passed elearning Mar 1, 2014 Dec 31, 2016 Mar 18, 2014 Passed elearning Dec 2, 2013 Dec 31, 2020 Jan 22, 2014 Passed elearning Datenschutz MyCampus Jul 1, 2013 Dec 31, 2015 Dec 20, 2013 Passed elearning Grundlagen der Informationssicherheit Oct 16, 2013 Dec 31, 2015 Oct 29, 2013 Passed elearning Risk and Compliance Skills Review - Basic Module Jun 18, 2013 Dec 31, 2015 Jun 19, 2013 Passed etest Telearbeit Mar 25, 2013 Jun 30, 2014 Jun 6, 2013 Passed elearning DTP Foundation Training - Word 2010 Module - (ENG) 1/6
DTP Foundation Training - Office 2010 Module - US (ENG) DTP Foundation Training - DTP Process Updates - (ENG) DTP Foundation Training - Windows 7 Module - (ENG) DTP Foundation Training - DTP Training and Support Module - (ENG) DTP Foundation Training - DTP Introduction Module - (ENG) Telearbeit Sep 3, 2012 Mar 31, 2013 Sep 4, 2012 Passed elearning Grundsätze einer guten Aufsicht für Nichtvorgesetzte (WM/CC) (DEU) Aug 14, 2012 Oct 13, 2012 Aug 21, 2012 Passed elearning Cross-border Business - General module (DEU) Oct 26, 2011 Oct 13, 2012 Mar 29, 2012 Passed elearning US Person Test including Certification (DEU) Feb 21, 2011 Oct 13, 2012 Jan 18, 2012 Passed etest US Person Training (DEU) Feb 7, 2011 Oct 13, 2012 Jan 13, 2012 Passed elearning Cross-border Business - Default Supplementary Instructions (ENG) Oct 26, 2011 Dec 31, 2013 Dec 22, 2011 Passed elearning 2/6
Grenzüberschreitende Geschäftsaktivitäten Allgemeines Modul (DEU) Risk & Compliance Skills Review Basic Module (DEU) Seminar Vorbereitung auf die Pensionierung - CH/C-EU (DEU) Sep 16, 2009 Oct 31, 2011 Oct 24, 2011 Passed elearning May 2, 2011 Oct 13, 2012 Jun 9, 2011 Passed etest Apr 29, 2011 Apr 29, 2011 May 2, 2011 Passed Classroom Training Leading UBS forward - CH/C-EU (DEU), WM Mar 22, 2011 Mar 22, 2011 Mar 23, 2011 Passed Classroom Training Lernen Sie das GTIS Operating Model kennen Aug 19, 2010 Dec 31, 2010 Aug 20, 2010 Passed elearning Verhaltens- und Ethikkodex von UBS (DEU) Jun 14, 2010 Oct 11, 2011 Jun 22, 2010 Passed elearning Code of Business Conduct & Ethics - Certification Feb 4, 2010 Dec 31, 2011 Feb 10, 2010 Passed elearning Information Protection and Access Control Nov 17, 2009 Dec 31, 2010 Nov 23, 2009 Passed elearning npap Certification Expert Level Jul 25, 2009 Sep 30, 2009 Aug 4, 2009 Passed etest SDLC Essentials (Software Development Life Cycle) Global WM&BB Risk & Compliance Skills Review 08/09 - Basic Module (GER) SME Workshop - Presentation Skills for Seminars (DEU) Jun 4, 2009 Jun 4, 2009 Jun 5, 2009 Passed Classroom Training Sep 24, 2008 Apr 1, 2009 Feb 3, 2009 Passed etest Nov 14, 2008 Nov 14, 2008 Nov 17, 2008 Passed Classroom Training 3/6
Project Management Advanced Skills (DEU) Sep 18, 2008 Oct 30, 2008 Oct 31, 2008 Passed Blended Learning Oct 1, 2007 Dec 12, 2007 Dec 12, 2007 Passed Classroom Training Einführungskurs ins Bankgeschäft (DEU) Nov 15, 2007 Nov 21, 2007 Nov 27, 2007 Passed Classroom Training Architectural Thinking Oct 3, 2007 Oct 3, 2007 Oct 4, 2007 Passed Classroom Training Jul 1, 2007 Sep 30, 2007 Oct 1, 2007 Passed Classroom Training Oracle TOAD: Grundlagen für Einsteiger Jul 16, 2007 Jul 16, 2007 Jul 17, 2007 Passed Classroom Training Apr 1, 2007 Jun 30, 2007 Jul 2, 2007 Passed Classroom Training Jan 1, 2007 Mar 31, 2007 Apr 2, 2007 Passed Classroom Training ORF Evidence Guidance (DEU) Jan 20, 2006 Aug 12, 2008 Feb 7, 2007 Passed elearning Global WM&BB Risk & Compliance Skills Review - Basic (DEU) Oct 1, 2006 Dec 31, 2006 Jan 3, 2007 Passed Classroom Training Dec 13, 2006 Dec 31, 2009 Dec 20, 2006 Passed etest Essential Management Skills - SCHWEIZ (DEU) Jul 3, 2006 Dec 18, 2006 Dec 19, 2006 Passed Blended Learning 4/6
Requirements Management Overview Dec 5, 2006 Dec 5, 2006 Dec 6, 2006 Passed Classroom Training Requirements Management with RTM Nov 29, 2006 Nov 30, 2006 Nov 30, 2006 Passed Classroom Training Cultural Awareness Training (BA IT) Nov 23, 2006 Nov 23, 2006 Nov 28, 2006 Passed Classroom Training Jul 1, 2006 Sep 30, 2006 Oct 2, 2006 Passed Classroom Training Apr 1, 2006 Jun 30, 2006 Jul 3, 2006 Passed Classroom Training ORF Evidence Guidance (ENG) Jan 6, 2006 Aug 11, 2008 May 2, 2006 Passed elearning Jan 1, 2006 Mar 31, 2006 Apr 3, 2006 Passed Classroom Training Product Framework Mar 27, 2006 Mar 27, 2006 Mar 27, 2006 Passed Classroom Training Englisch für IT Mitarbeiter Mittelstufe B1 Oct 1, 2005 Dec 31, 2005 Feb 15, 2006 Passed Classroom Training W-XP Notebook Short (XP-Grundkenntnisse vorausgesetzt) (DEU) May 30, 2005 Feb 8, 2006 Dec 27, 2005 Passed elearning Operational Risk - eine Einführung (WMBB - DEU) Aug 24, 2005 Dec 31, 2006 Dec 27, 2005 Passed elearning Project Management Essential Skills (DEU) Apr 18, 2005 Jul 8, 2005 Jul 11, 2005 Passed Blended Learning z/os: SQL-Grundlagen May 11, 2005 May 11, 2005 May 12, 2005 Passed Classroom Training 5/6
Datenmodellierung Grundlagen Apr 21, 2005 Apr 29, 2005 Apr 29, 2005 Passed Blended Learning Umgang mit Kundenbeschwerden (DEU) Mar 30, 2005 Dec 31, 2008 Apr 26, 2005 Passed elearning Englisch für C&I Mitarbeiter B1 (Brush-up), 4 TN Apr 16, 2004 Dec 17, 2004 Dec 31, 2004 Passed Classroom Training Kommunizieren in Gruppen, zielführend und effizient Sep 21, 2004 Sep 22, 2004 Sep 23, 2004 Passed Blended Learning Teamführungs-Training Aug 16, 2000 Sep 22, 2000 Feb 28, 2003 Passed Classroom Training 6/6