FMA Prospektaufsicht: Liste eingehender Notifikationen gem. 10 Abs. 9 Kapitalmarktgesetz (KMG)

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1 AMF - Autorité des marchés financiers (FR) AMUNDI ISSUANCE 1st to Base Prospectus Euro 10,000,000,000 Notes and Programme ELIS Basisprospekt Base Prospectus to EUR 3,000,000,000 EURO MEDIUM TERM NOTE PROGRAMME AMUNDI ISSUANCE 2nd to Base Prospectus Euro 10,000,000,000 Notes and Programme BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht (DE) Commerzbank AG Basisprospekt Base Prospectus to Classic TURBO-Optionsscheine bezogen auf US-amerikanische Aktien AVK Altersvorsorgekonto Emissionsgesellschaft mbh (vormals Goldman Sachs Finanzprodukte GmbH) 11th to Base Prospectus to Securities (issued in the form of, Notes or Warrants) s to various Base Prospectuses s to various Base Prospectuses Credit Suisse AG s to various Base Prospectuses De Raj Group AG Dividendenwert Prospectus to 35,000,000 ordinary bearer shares DE000A2GSWR Basisprospekt Base Prospectus to Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine) Basisprospekt Base Prospectus to Securities (issued in the form of, Notes or Warrants) Lang & Schwarz AG 1st to Base Prospectus derivative Produkte Credit Suisse AG s to various Base Prospectuses De Raj Group AG 1st to Prospectus of 35,000,000 ordinary bearer shares HSH Nordbank AG 4th to various Base Prospectuses HSH Nordbank AG 4th to various Base Prospectuses DVR Seite 1 von 5

2 Vontobel Financial Products GmbH s to various Base Prospectuses s to various Base Prospectuses to Base Prospectus Partizipationszertifikate und Open-End Partizipationszertifikate Commerzbank AG Basisprospekt Base Prospectus to Strukturierte Anleihen Lang & Schwarz AG 2nd to Base Prospectus derivative Produkte Societe Generale Effekten GmbH Basisprospekt Base Prospectus to Wertpapiere (begeben als Zertifikate, Anleihen, Optionsscheine) Basisprospekt Base Prospectus to Securities (issued in the form of, Notes or Warrants) Basisprospekt Base Prospectus to Zertifikate Basisprospekt Base Prospectus to Zertifikate Basisprospekt Base Prospectus to Renditezertifikate Bayerische Landesbank Basisprospekt Base Prospectus to Prozentnotierte Schuldverschreibungen Basisprospekt Base Prospectus to Optionsscheine Credit Suisse AG Nichtdividendenwert Prospectus to IRIS Balanced CH CSSF - Commission de surveillance du secteur financier (LU) The Goldman Sachs Group, Inc 8th to Base Prospectus Euro Medium-Term Notes, Series F st Series K Programme for the Issuance of Warrants, Notes and th to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and DVR Seite 2 von 5

3 Raiffeisenlandesbank Niederösterreich-Wien AG 2nd to Base Prospectus EUR 5,000,000,000 Debt Issuance Programme innogy SE 1st to Base Prospectus 20,000,000,000 Debt Issuance Programme Deutsche Bank AG 5th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme UniCredit S.p.A. 2nd to Base Prospectus 60,000,000,000 Euro Medium Term Note Programme Opus (Public) Chartered Issuance S.A. to Base Prospectus zur Begebung von Aktien- und Indexbezogenen Inhaberschuldverschreibungen Deutsche Telekom AG 4th to Base Prospectus EUR 30,000,000,000 Debt Issuance Programme st to Base Prospectus Commodity and Currency Linked Securities Euro 2,000,000,000 German Programme for 1st to Base Prospectus Warenbezogene und Währungsbezogene Wertpapiere Euro 2,000,000,000 German Programme for 1st to Base Prospectus Index Linked Securities Euro 2,000,000,000 German Programme for 1st to Base Prospectus FIXED INCOME NOTES Euro 2,000,000,000 German Programme for 1st to Base Prospectus Indexbezogene Wertpapiere Euro 2,000,000,000 German Programme for 1st to Base Prospectus FIXED INCOME SCHULDVERSCHREIBUNGEN Euro 2,000,000,000 German Programme for ThyssenKrupp AG Basisprospekt Base Prospectus to 10,000,000,000 Debt Issuance Programme The Goldman Sachs Group, Inc 9th to Base Prospectus Euro Medium-Term Notes, Series F th to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and nd to Base Prospectus Series K Programme for the Issuance of Warrants, Notes and J.P. Morgan Structured Products B.V. 9th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Real Estate & Asset Beteiligungs GmbH (vormals Maritim Vertriebs GmbH) Nichtdividendenwert Prospectus to bis zu EUR ,- * 3,75 %-Inhaber-Teilschuldverschreibungen 2018/2025 DE000A2G9G Citigroup Inc. 8th to Base Prospectus U.S.$110,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series C DVR Seite 3 von 5

4 Deutsche Bank AG 6th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme Volkswagen Financial Services Aktiengesellschaft 2nd to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme Banca Comerciala Romana S.A. Basisprospekt Base Prospectus to EUR 2,400,000,000 Debt Issuance Programme NOMURA FUNDING PTE. LTD. 3rd to Base Prospectus USD 6,500,000,000 Note, Warrant and Certificate Programme Sixt SE Nichtdividendenwert Prospectus to EUR [*] [*] per cent. Notes due Exane Finance 2nd to Base Prospectus Debt Securities Issue Programme Siemens AG 1st to Base Prospectus 15,000,000,000 Programme for the Issuance of Debt Instruments Societe Generale to Base Prospectus Debt Instruments Issuance Programme TE Connectivity Ltd. (ehem.tyco Electronics Ltd.) Dividendenwert Prospectus to Offer of Shares under the Employee Stock Purchase Plan Deutsche Bank AG 7th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme National Australia Bank Limited 2nd to Base Prospectus U.S.$100,000,000,000 Global Medium Term Note Programme Hypo Vorarlberg Bank AG 4th to Base Prospectus EUR 6,500,000,000 Debt Issuance Programme Sixt SE to Prospectus EUR [*] [*] per cent. Notes due Grenke AG (vormals Grenkeleasing AG) NOMURA FUNDING PTE. LTD. Basisprospekt Base Prospectus to 2,500,000,000 Debt Issuance Programme th to Base Prospectus USD 6,500,000,000 Note, Warrant and Certificate Programme BANCA IMI S.p.A. 1st to Base Prospectus 3,000,000,000 WARRANTS AND CERTIFICATES PROGRAMME NATIXIS 1st to Base Prospectus Zertifikate im Rahmen eines Deutschen Zertifikateprogramms über EUR , UniCredit S.p.A. 3rd to Base Prospectus 60,000,000,000 Euro Medium Term Note Programme FMA LI - Finanzmarktaufsicht Liechtenstein (LI) IDG Zwei Anstalt Nichtdividendenwert Prospectus to 3.75 * 4.75 % Anleihe (CHF) * CHF 10*000' DVR Seite 4 von 5

5 - Irish Financial Services Regulatory Authority (IE) UBS AG to Base Prospectus EURO NOTE PROGRAMME Citigroup Inc. Basisprospekt Base Prospectus to Citi U.S.$30,000,000,000 Global Medium Term Note Programme Citigroup Inc. 1st to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Nordea Bank AB (publ) 1st to Base Prospectus 15,000,000,000 Structured Note Programme Nomura Bank 4th to Base Prospectus USD3,700,000,000 NOTE, WARRANT AND CERTIFICATE PROGRAMME Toyota Motor Finance (Netherlands) B.V. to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme UBS GROUP AG to Prospectus Public offering of registered shares of UBS Group AG under the UBS Equity Plus Plan BANCA IMI S.p.A. 1st to Base Prospectus WARRANTS AND CERTIFICATES PROGRAMME BANCA IMI S.p.A. 1st to Base Prospectus STRUCTURED NOTE PROGRAMME BANCA IMI S.p.A. 3rd to Base Prospectus EURO MEDIUM TERM NOTE PROGRAMME FCA - The Financial Conduct Authority (GB) ETFS Metal Securities Limited Basisprospekt Base Prospectus for the issuance of ETFS Metal Securities Australia and New Zealand Banking Group Limited Australia and New Zealand Banking Group Limited to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme DVR Seite 5 von 5