Specialist und Market Maker / Erfüllungsquoten für Juli 2015 Specialist und Market Maker / Performance of July 2015

Transkript

1 Specialist und Market Maker / Erfüllungsquoten für Juli 2015 Specialist und Market Maker / Performance of July 2015 Ein Handelsmitglied, welches eine Specialist- bzw. Market Maker-Funktion übernommen hat, erfüllt seine Verpflichtung, wenn es: durchschnittlich für ein Kalendermonat 80 % des täglichen Beobachtungszeitraumes seinen Quotierungsverpflichtungen hinsichtlich Minimum Size und Maximum Spread nachkommt, Als täglicher Beobachtungszeitraum wird die Zeit von 09:00 Uhr bis 17:30 Uhr eines jeden Handelstages herangezogen. Bei einer Veränderung des ATX um +/- 3% zum Vortagesschlusskurs des ATX tritt für die als Specialist bzw. Market Maker verpflichteten Handelsteilnehmer in den Marktsegmenten prime market, standard market (continuous), mid market (continuous) und other securities.at (continuous) die Fast Market Regelung in Kraft die betreffenden Quotierungsverpflichtungen werden von der Wiener Börse AG aufgehoben und etwaige Verfehlung für den betreffenden Handelstag nicht gewertet. Erfüllt der Specialist bzw. Market Maker im Beobachtungsmonat seine Verpflichtung nicht, erfolgt eine Rückverrechnung von Transaktionsgebühren für den betroffenen Beobachtungsmonat auf Basis von Principal Gebühren. A trading participant who has assumed a Specialist or market making function shall be considered to have fulfilled its obligations if: in the course of one calendar month, it meets 80 % of its quotation obligations (Minimum Size and Maximum Spread) during the daily observation period. The daily observation period is the time between 09:00 am and 05:30 pm on each trading day. If the ATX fluctuates +/- 3% compared to the closing price of the previous day, the fast market regulation will be effective for Specialist and Market Maker in the market segments prime market, mid market (continuous), standard market (continuous) and other securities.at (continuous) the respective obligations will be annulled by Wiener Börse AG and will not be taken into account for the specific trading day. If a Specialist or Market Maker fails to fulfil its obligations within an observation month, there is a reverse of amounts booked for transactions concluded in the relevant month on the basis of principal fees. Bei Rückfragen wenden Sie sich bitte an: For further information please contact: Doris Ettenauer, Marketdesign & Support, doris.ettenauer@wienerborse.at Margit Scozzari, Marketdesign & Support, margit.scozzari@wienerborse.at

2 Erfüllung der Specialist -und Market Maker-Verpflichtungen im Handel mit Wertpapieren für 07/2015 (Specialist and Market Maker Performance Percentages in Securities Trading for 07/2015) Handelssystem XETRA / Handelsverfahren Fortlaufender Handel (Trading System XETRA / Continuous Trading) I. equity market.at / prime market Aktien bzw. ADCs/GDRs/* der (shares or ADCs/GDRs/* of) Baader Bank AG Deutsche Bank AG equinet Bank AG Erste Group Bank AG Flow Traders B.V. Hauck & Aufhäuser Privatbankiers KGaA Hudson River Trading Europe Ltd. ICF BANK AG Wertpapierhandelsbank Joh. Berenberg, Gossler & Co. KG Kepler Capital Markets SA Lang & Schwarz Broker GmbH ODDO SEYDLER BANK AG Raiffeisen Centrobank AG Société Générale S.A. Spire Europe Limited Timber Hill (Europe) AG Virtu Financial Ireland Limited WOOD & Company Financial Services, a.s. Max.-Spread % (ausgen. Einschleifregelung) BALFR DBKFR MJAFR EBOWI NEDAM HAUZI HRTLO ICFFR JBBHH JBBFR LSRDU SEYFR CENWI SOGFR SPELO TIMZG VFIDB WOCPR M S M S M S Min.-Size in Stk. (in pieces) Max. Spread absolut in EUR Einschleifregelung (fix Spread with absolute value in EUR) AT AGRANA Beteiligungs-AG AGR % 2.98 % AT00000AMAG3 AMAG Austria Metall AG AMAG % 1.74 % AT X5 Andritz AG ANDR X % 0.37 % 800 2,350 AT AT & S Austria Technologie & Systemtechnik AG ATS % 0.79 % AT00BUWOG001 X BUWOG AG BWO % 0.45 % 1,750 5,200 AT X CA Immobilien Anlagen AG CAI % 0.44 % 1,900 5,700 AT X conwert Immobilien Invest SE CWI % 0.48 % 1,750 3,500 AT CROSS Industries AG CIAG % 3.00 % 4,100 4, AT DO & CO AG DOC % 0.44 % AT X5 Erste Group Bank AG EBS X % 0.37 % 1,550 4,700 AT EVN AG EVN % 0.98 % 1,000 1,000 AT00000FACC2 FACC AG FACC % 1.39 % 1,550 1,550 AT X Flughafen Wien AG FLU % 0.58 % AT X5 IMMOFINANZ AG IIA % 0.24 % 18,800 56, AT000KAPSCH9 Kapsch TrafficCom AG KTCG % 1.95 % AT X Lenzing AG LNZ % 0.48 % AT Mayr-Melnhof Karton AG MMK % 1.29 % AT X5 OMV AG OMV X % 0.44 % 1,650 4,900 AT0000APOST4 X Österreichische Post AG POST % 0.46 % 700 2,150 AT PALFINGER AG PAL % 1.49 % AT0000A00XX9 POLYTEC Holding AG PYT % 2.70 % 1,250 1,250 AT Porr AG POS % 1.50 % AT X Raiffeisen Bank International AG RBI X % 0.54 % 3,100 11,850 AT X RHI AG RHI % 0.89 % 900 1,750 AT Rosenbauer International AG ROS % 1.49 % AT S IMMO AG SPI % 1.25 % 1,350 1,350 AT X SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG SBO % 1.18 % AT Semperit AG Holding SEM % 1.49 % AT000000STR1 STRABAG SE STR % 1.48 % AT X Telekom Austria AG TKA X % 0.49 % 5,100 15,250 AT X UNIQA Insurance Group AG UQA % 0.66 % 3,700 11,150 FR Valneva SE, Stammaktien VLA % 2.50 % 2,600 2, AT X VERBUND AG VER % 0.44 % 2,300 6,850 AT X VIENNA INSURANCE GROUP AG Wiener Versicherung Gruppe VIG % 0.58 % 950 2,900 AT X5 voestalpine AG VOE X % 0.34 % 1,050 3,150 AT Warimpex Finanz- und Beteiligungs AG WXF % 1.99 % 12,200 12, AT X Wienerberger AG WIE % 0.48 % 2,100 6,350 AT Wolford AG WOL % 2.49 % AT X Zumtobel Group AG ZAG X % 0.84 % 750 1, X = ATX-Stocks % = durchschnittliche Erfüllungsquote Market Maker / performance percentages Market Maker 5 = ATXfive-Stocks % = durchschnittliche Erfüllungsquote Specialist / performance percentages Specialist X = NICHT ERFÜLLT / FAILURE TO PERFORM S+MM /

3 Baader Bank AG Deutsche Bank AG equinet Bank AG Erste Group Bank AG Flow Traders B.V. Hauck & Aufhäuser Privatbankiers KGaA Hudson River Trading Europe Ltd. ICF BANK AG Wertpapierhandelsbank Joh. Berenberg, Gossler & Co. KG Kepler Capital Markets SA Lang & Schwarz Broker GmbH ODDO SEYDLER BANK AG Raiffeisen Centrobank AG Société Générale S.A. Spire Europe Limited Timber Hill (Europe) AG Virtu Financial Ireland Limited WOOD & Company Financial Services, a.s. Max.-Spread % (ausgen. Einschleifregelung) Min.-Size in Stk. Max. Spread in EUR Einschleifregelung (fix Spread with absolute value) II. equity market.at / mid market continuous Aktien bzw. ADCs/GDRs/* der (shares or ADCs/GDRs/* of) BALFR DBKFR MJAFR EBOWI NEDAM HAUZI HRTLO ICFFR JBBHH JBBFR LSRDU SEYFR CENWI SOGFR SPELO TIMZG VFIDB WOCPR M M M AT ATHOS Immobilien AG ATH % 300 AT00000BENE6 BENE AG BENE % 5, AT000BINDER3 binder+co AG BIND % 500 AT KTM AG KTM % 100 AT Pankl Racing Systems AG PARS % 350 AT Sanochemia Pharmazeutika AG SAC % 5, AT Unternehmens Invest AG UIV % 450 AT0000A1DDL3 WP AG WPAG % Baader Bank AG Deutsche Bank AG equinet Bank AG Erste Group Bank AG Flow Traders B.V. Hauck & Aufhäuser Privatbankiers KGaA Hudson River Trading Europe Ltd. ICF BANK AG Wertpapierhandelsbank Joh. Berenberg, Gossler & Co. KG Kepler Capital Markets SA Lang & Schwarz Broker GmbH ODDO SEYDLER BANK AG Raiffeisen Centrobank AG Société Générale S.A. Spire Europe Limited Timber Hill (Europe) AG Virtu Financial Ireland Limited WOOD & Company Financial Services, a.s. Max.-Spread % (ausgen. Einschleifregelung) Min.-Size in Stk. Max. Spread in EUR Einschleifregelung (fix Spread with absolute value) III. equity market.at / standard market continuous Aktien bzw. ADCs/GDRs/* der (shares or ADCs/GDRs/* of) BALFR DBKFR MJAFR EBOWI NEDAM HAUZI HRTLO ICFFR JBBHH JBBFR LSRDU SEYFR CENWI SOGFR SPELO TIMZG VFIDB WOCPR M M M Atrium European Real Estate Limited JE00B3DCF752 ATRS % 2, (nennwertlose Ordinary Shares) AT UBM Development AG UBS % Baader Bank AG Deutsche Bank AG equinet Bank AG Erste Group Bank AG Flow Traders B.V. Hauck & Aufhäuser Privatbankiers KGaA Hudson River Trading Europe Ltd. ICF BANK AG Wertpapierhandelsbank Joh. Berenberg, Gossler & Co. KG Kepler Capital Markets SA Lang & Schwarz Broker GmbH ODDO SEYDLER BANK AG Raiffeisen Centrobank AG Société Générale S.A. Spire Europe Limited Timber Hill (Europe) AG Virtu Financial Ireland Limited WOOD & Company Financial Services, a.s. Max.-Spread % (ausgen. Einschleifregelung) Min.-Size in Stk. Max. Spread in EUR Einschleifregelung (fix Spread with absolute value) IV. other securities.at Aktien bzw. ADCs/GDRs/* der (shares or ADCs/GDRs/* of) BALFR DBKFR MJAFR EBOWI NEDAM HAUZI HRTLO ICFFR JBBHH JBBFR LSRDU SEYFR CENWI SOGFR SPELO TIMZG VFIDB WOCPR M M M GI000A0MV757 bwin.party digital entertainment plc (DIs) BPTY % 5, % = durchschnittliche Erfüllungsquote Market Maker / performance percentages Market Maker X = NICHT ERFÜLLT / FAILURE TO PERFORM S+MM /

4 V. structured products.at / exchange traded funds Société Générale S.A. Max.-Spread in % passiv verwaltete Investmentfonds (passively SOGFR M M managed investment funds) FR LYXOR EST EUROPE LY % 2,700 Stk. FR LYXOR EURO STOXX 50 LY % 2,850 Stk. FR LYXOR DJIA LY % 600 Stk Min.-Size in Stk. (pieces) VI. bond market.at / corporate bonds Baader Bank AG Walter Ludwig Wertpapierhandels GmbH corporate bonds BALFR WALFR *) *) separate list *) M M % = durchschnittliche Erfüllungsquote Market Maker / performance percentages Market Maker X = NICHT ERFÜLLT / FAILURE TO PERFORM S+MM /

5 Erfüllung der Verpflichtungen als Betreuer im Handel mit Wertpapieren für 07/2015 (Liquidity Provider Performance Percentages in Securities Trading for 07/2015) Handelssystem XETRA / Handelsverfahren Handelsverfahren Auktion mit Betreuung (Trading System XETRA / Auction with Liquidity Providers) Bank für Tirol und Vorarlberg AG BKS Bank AG Erste Group Bank AG Hauck & Aufhäuser Privatbankiers KGaA ICF BANK AG Wertpapierhandelsbank Kepler Capital Markets SA Oberbank AG Max.-Spread in % Min.-Size in Stk. Einschleifregelung (fix Spread with absolute value) Instr.-Grp ISIN Wertpapier (Securities) BTVIN BKSKL EBOWI HAUZI ICFFR JBBFR OBBLI B B B MIDA AT HTI High Tech Industries AG HTI % 5,000 EUR 0,25 MIDA AT0000A021K7 Hutter & Schrantz Stahlbau AG HST % 200 AOD AT Bank für Tirol und Vorarlberg AG, St. BTS % 450 AOD AT BKS Bank AG, St. BKS % 600 AOD AT BKS Bank AG, Vz. BKV % 650 AOD AT Frauenthal Holding AG FKA % 1,000 AOD AT Oberbank AG, St. OBS % 200 AOD AT Oberbank AG, Vz. OBV % 250 AOD AT Wiener Privatbank SE WPB % 1,550 OLF AT0000A053N4 AI AIRPORTS INTERNATIONAL LTD (i.l.), ADCs AIN % 5,000 EUR 0,10 OLF CH Angel Telecom Holding AG AGLT Susp. 1 5 % 5,000 EUR 0,10 OLD AT Hutter & Schrantz AG HUS % 500 OLF AT0000A05W59 PI POWER INTERNATIONAL LTD (i.l.), ADCs PIN % 5,000 EUR 0,10 OLD AT S-Immo-Invest GS 2004 SPIG % 100 OLD AT Sparkassen-Immo-Invest Genußscheine SIIG % % = durchschnittliche Erfüllungsquote Betreuer in der Auktion / performance percentages Liquidity Provider X = NICHT ERFÜLLT / FAILURE TO PERFORM Ein Handelsmitglied, welches eine Betreuer-Funktion übernommen hat, erfüllt seine Verpflichtung, wenn es durchschnittlich für ein Kalendermonat 80 % des täglichen Beobachtungszeitraumes seinen Quotierungsverpflichtungen hinsichtlich Minimum Size und Maximum Spread nachkommt. Als täglicher Beobachtungszeitraum wird die Zeit vom Beginn der Aufrufphase der einmaligen untertägigen Auktion ab 12:30 Uhr bis zum Ende der einmaligen untertägigen Auktion eines jeden Handelstages herangezogen, wobei zur Bemessung des täglichen Erfüllungsgrades (in %) jedenfalls die Einhaltung der Quotierungsverpflichtung zum Zeitpunkt der Preisermittlung erforderlich ist. A trading participant who has assumed the function as a liquidity provider shall be considered to have fulfilled ist obligations if in the course of one calendar month, it meets 80 % of its quotation obligations (Minimum Size and Maximum Spread) during the daily observation period. The daily observation period is the time from the beginning of the call phase of the single intraday auction at 12:30 pm until the end of the single intraday auction on each trading day; for the calculation of the daily degree of performance (in %) by all means the fulfilment of the quotation obligation at the time of the price determination is required. S+MM /

6 Market Maker Erfüllungsquoten /Fulfillment of Market Maker Obligations bond market.at / corporate bonds Trading System XETRA / Continuous Trading Juli 2015 / July 2015 Market Maker (MM): Baader Bank AG (BALFR) Walter Ludwig Wertpapierhandels GmbH (WALFR) ISIN corporate bonds MM BALFR MM WALFR AT0000A026P5 5,125% CA IMMO ANL yes yes AT0000A0G215 5,75% EGGER HOLZWEST ANL yes yes AT0000A0H0V3 5,375% Borealis Anl yes AT0000A0H2Z0 5,375% Swietelsky Anl yes AT0000A0JE42 5% Casinos Austr.Int Anl yes AT0000A0K2K7 3,875% LENZING ANL yes yes AT0000A0KSM6 5% NOVOMATIC ANL /S.2 yes yes AT0000A0MS58 4,75% VOESTALP. ANL /S.1 yes yes AT0000A0NBF0 5,625% EGGER ANL yes yes AT0000A0PG75 4,875% Frauenthal Anl yes AT0000A0PHV9 4,75% STRABAG ANLEIHE yes yes AT0000A0PQY4 5,25% WIENERBERGER ANL yes yes AT0000A0QR71 6% UBM ANLEIHE yes yes AT0000A0R2J2 5% AT&S Anleihe yes AT0000A0T8M1 4,5% Miba Anleihe yes AT0000A0U9J2 8,5% SCHOLZ ANL yes yes AT0000A0UJL6 4,625% OTTO ANL yes yes AT0000A0UJP7 4,375% KTM ANLEIHE yes yes AT0000A0V7D8 4,25% STRABAG Anleihe yes AT0000A0V7Q0 4,25% CONST.FLEX. ANL yes yes AT0000A0VDP8 5,25% IMMOFINANZ ANLEIHE yes yes AT0000A0VL70 4% Borealis Anleihe yes AT0000A0VLS5 3,875% Andritz Anleihe yes AT0000A0W6B3 3,5% SPAR ANLEIHE yes yes AT0000A0WNP5 4,5% EGGER HOLZWEST ANL yes yes AT0000A0WR40 4,625 % Swietelsky Anl yes AT0000A0X913 KELAG 3,25% Schuldv /1 yes yes AT0000A0XJ15 6,25% Porr Anleihe yes AT0000A0XSN7 4% NOVOMATIC ANL /S.1 yes yes AT0000A0ZHF1 VOESTALPINE HYBRID NOTES 2013 yes yes AT0000A100E2 4% WIENERBERGER ANL yes yes AT0000A109Z8 3% STRABAG ANLEIHE yes yes AT0000A10J83 4% FACC Anleihe yes AT0000A11BC6 EGGER HOLZWEST. HYBRIDANL.2013 yes yes AT0000A15HF7 3,125% DO & CO Anleihe yes AT0000A17Z60 3 % KELAG Anleihe 14 26/S.2 no yes AT0000A182L5 3% NOVOMATIC ANL /S.1 yes yes AT0000A185Y1 UBM 4,875% ANLEIHE yes yes AT0000A19S18 2,25% VOESTALPINE ANL.14 21/S1 yes yes AT0000A19SB5 S IMMO 3% Anleihe yes AT0000A19Y28 Porr 3,875% Senior Anl.14 19/1 yes AT0000A19Y36 Porr Hybrid Anleihe 2014/S.2 yes AT0000A1C741 STRABAG 1,625% Anleihe yes yes AT0000A1CB33 CA IMMO 2,75 % ANL yes yes AT0000A1DWK5 S IMMO 3,25% Anl.15 27/S2/2015 yes DE000A0G4X39 WIENERBERGER HYBRID ANL. 07 yes yes DE000A0GTCB9 DT.TELEK.INTL F.06/16 MTN yes yes DE000A0JQYS7 EUROGATE ANL.07/UNBEFR. yes DE000A0JRFB0 BASF ANL.06/16 yes yes DE000A0T06N0 DAIMLER INTL FIN.08/15MTN yes yes DE000A0T5X07 DT.TELEK.INTL F.09/17 MTN yes yes DE000A0T61L9 THYSSENKR.FIN.NED. 09/16 yes yes DE000A0TKUU3 HDLBGCEM.FIN.LU.MTN 07/18 yes yes DE000A0Z2BL6 SGL CARBON WA 09/16 yes DE000A11QFA7 PROSIEBENSAT.1 ANL.14/21 yes yes DE000A11QR65 BAYER AG 2014/2075 yes yes DE000A11QR73 BAYER AG 2014/2074 yes yes DE000A12T1W6 BEATE UHSE AG 14/19 yes yes DE000A12TZ95 HOCHTIEF AG 14/19 yes yes DE000A13R8M3 METRO MTN 14/21 yes yes DE000A14J579 THYSSENKRUPP MTN 15/20 yes yes DE000A14J587 THYSSENKRUPP MTN 15/25 yes yes DE000A1C92S3 METRO FINANCE 10/17 yes yes DE000A1C9VQ4 DAIMLER AG.MTN 10/17 yes yes DE000A1E8V89 SIXT SE ANL.10/16 yes yes DE000A1G7EH9 BMW US CAP 12/16 MTN yes yes DE000A1G85B4 SIEMENS FINANC. 12/20 MTN yes yes DE000A1H3YJ1 SEMPER IDEM GMBH 11/16 yes yes DE000A1HA979 SAF HOLLAND 12/18 yes DE000A1HCC83 VOLKSWAGEN INTL 12/15 CV yes S+MM /

7 ISIN corporate bonds MM BALFR MM WALFR DE000A1HJ483 WUERTH FIN.INTL 13/20 yes yes DE000A1HJLN2 BMW US CAP 13/17 MTN yes yes DE000A1HSNV2 6,25% PORR Anleihe yes DE000A1KQ1E2 HEIDELBERG.NTS11/18REG.S yes yes DE000A1MA9H4 THYSSENKRUPP MTN 12/17 yes yes DE000A1MA9K8 METRO MTN 12/19 yes yes DE000A1MA9V5 DAIMLER AG.MTN 12/17 yes yes DE000A1MA9X1 HOCHTIEF AG 12/17 yes yes DE000A1MASJ4 SINGULUS TECHN. AG 12/17 yes yes DE000A1ML4A7 SGL CARBON WA 12/18 yes DE000A1MLXN3 DAIMLER AG.MTN 12/19 yes yes DE000A1PGPF8 SIXT SE ANL.12/18 yes yes DE000A1PGQY7 DAIMLER AG.MTN 12/18 yes yes DE000A1PGWA5 DAIMLER AG.MTN 12/22 yes yes DE000A1PGZ82 K+S AG ANL.12/22 yes yes DE000A1PGZM3 TAG IMMOBILIEN WDL 12/19 yes DE000A1R02E0 HORNBACH BAUM. ANL. 13/20 yes yes DE000A1R0410 THYSSENKRUPP MTN 14/19 yes yes DE000A1R04X6 DAIMLER AG.MTN 14/22 yes yes DE000A1R0683 DAIMLER AG.MTN 13/16 yes yes DE000A1R0691 DAIMLER AG.MTN 13/23 yes yes DE000A1R07P5 LINDE MTN 13/23 yes yes DE000A1R08U3 THYSSENKRUPP MTN 13/18 yes yes DE000A1R0TN7 DAIMLER AG.MTN 12/20 yes yes DE000A1R0TU2 BILFINGER SE ANL 12/19 yes yes DE000A1R0XG3 BASF MTN 12/22 yes yes DE000A1R1BC6 DEUT.BOERSE ANL 13/18 yes yes DE000A1R1BR4 ALNO AG 13/18 yes yes DE000A1RE1W1 DEUT.BOERSE MTN 12/22 yes yes DE000A1TM5X8 HOCHTIEF AG 13/20 yes yes DE000A1TNA39 RICKMERS HOLD.ANL 13/18 yes yes DE000A1TNJ97 DAIMLER AG.MTN 13/21 yes yes DE000A1TNK86 DAIMLER AG.MTN 13/20 yes yes DE000A1UDWM7 SIEMENS FINANC. 13/21 MTN yes yes DE000A1UDWN5 SIEMENS FINANC. 13/28 MTN yes yes DE000A1X3GC3 DAIMLER AG.MTN 13/18 yes yes DE000A1ZN206 WIENERBERGER HYBRID ANL yes yes DE000AB100A6 AIR BERLIN 10/15 yes yes DE000AB100B4 AIR BERLIN 11/18 yes yes FR ARKEMA 15/25 MTN yes yes FR AIR FRANCE KLM 15 UND. yes yes PTPTCYOM0008 PORT.TEL.SG. 12/16 yes yes XS GENL EL.CAP.CORP.98/15MTN yes yes XS RWE FIN. 01/16 MTN 1 3 yes yes XS E.ON INTL FIN. 02/17 MTN yes yes XS DT.TELEK.INTL F.03/33 MTN yes yes XS RWE AG MTN 03/33 yes yes XS DT.TELEK.INTL F.03/18 MTN yes yes XS VOLKSWAGEN INTL 03/18 MTN yes yes XS CIBA SP.CH.FIN.LUX. 03/18 yes yes XS RWE FIN. 03/18 MTN yes yes XS BMW FIN. NV 03/18 MTN yes yes XS AIRBUS GP FIN. 03/18 MTN yes yes XS ENBW INTL FIN. 04/25 MTN yes yes XS ,25% TELEKOM FM ANL /S3 yes yes XS ,5% Energie AG OOe Anl yes XS PORT.TEL.INTL 05/17 MTN yes yes XS PORT.TEL.INTL 05/25 MTN yes yes XS SUEDZUCKER INTL05/UND.FLR yes yes XS BAYER AG 2005/2105 yes yes XS GENL EL.CAP. 05/35 MTN yes yes XS BERTELSMANN ANL.05/15 yes yes XS HENKEL FLR 2005/2104 yes yes XS ROBERT BOSCH ANL.06/16 yes yes XS LINDE FIN. 06/66 FLR yes yes XS SIEMENS FINANC. 06/66 FLR yes yes XS BERTELSMANN ANL.06/16 yes yes XS ENBW INTL FIN. 06/16 MTN yes yes XS GE CAP.EURO. 06/16 yes yes XS GE CAP.EURO. 06/21 yes yes XS OTE PLC 06/16 MTN yes yes XS GE CAP.EURO. 07/27 yes yes XS LINDE FIN. 07/17 MTN yes yes XS VOITH NTS.07/17 yes yes XS NORSKE SKOGINDUSTR. 07/17 yes yes XS GENL EL.CAP. 07/67 FLR yes yes XS E.ON INTL FIN. 07/17 MTN yes yes XS GE CAP.EURO. 08/18 yes yes XS E.ON INTL FIN. 08/23 MTN yes yes XS GE CAP.EURO. 08/38 yes yes XS E.ON INTL FIN. 08/20 MTN yes yes S+MM /

8 ISIN corporate bonds MM BALFR MM WALFR XS IBERDROLA FIN. 08/18 MTN yes yes XS SIEMENS FINANC. 08/18 MTN yes yes XS GE CAP.EURO. 08/19 MTN yes yes XS E.ON INTL FIN. 08/15 MTN yes yes XS FRESEN.US FI.II 09/15REGS yes yes XS RWE FIN. 08/19 MTN yes yes XS ENBW INTL FIN. 08/18 MTN yes yes XS IBERDROLA FIN. 08/15 MTN yes yes XS LINDE FIN. 08/15 MTN yes yes XS E.ON INTL FIN. 09/16 MTN yes yes XS ,375% TELEKOM FINMA ANL yes yes XS VOLKSWAGEN INTL 09/16 MTN yes yes XS RWE FIN. 09/21 MTN yes yes XS SIEMENS FINANC. 09/17 MTN yes yes XS ARCELORMITTAL 09/16 yes yes XS ROBERT BOSCH MTN.09/17 yes yes XS OMV 5,25% Schuldv /S.2 yes XS BASF MTN 09/17 yes yes XS LUFTHANSA AG MTN 09/16 yes yes XS ENBW INTL FIN. 09/15 MTN no yes XS ENBW INTL FIN. 09/39 MTN yes yes XS VERB.IF 4,75% SV 09 19/S.2/1 yes yes XS AIRBUS GRP FIN. /16 MTN yes yes XS GE CAP.EURO. 09/20 MTN yes yes XS HDLBGCEM.FIN.LU.MTN 09/17 yes yes XS HDLBGCEM.FIN.LU.MTN.09/19 yes yes XS PORT.TEL.INTL 09/19 MTN yes yes XS TELEK.SLOVEN.INH. 09/16 yes yes XS FMC FINANCE VI 10/16 REGS yes yes XS HDLBGCEM.FIN.LU.NTS 10/15 yes yes XS HDLBGCEM.FIN.LU.NTS 10/20 yes yes XS BMW FIN. NV 10/17 MTN yes yes XS OMV 4,375% SCHULDV /S.3 yes yes XS GE CAP.EURO. 10/17 MTN yes yes XS RHOEN KLINIK.ANL.10/16 yes yes XS GE CAP. TR.II 10/67 FLR yes yes XS GE CAP. TR.IV 10/66 FLR yes yes XS IBERDROLA FIN. 10/20 MTN yes yes XS DT.TELEK.INTL F.10/20 MTN yes yes XS MERCK FIN.SERV. MTN 10/20 yes yes XS ABENGOA 10/16 yes yes XS CELESIO FINANCE 10/17 yes yes XS DT.TELEK.INTL F.10/25 MTN yes yes XS HDLBGCEM.FIN.LU. 10/15 yes yes XS DT.TELEK.INTL F.10/22 MTN yes yes XS GE CAP.EURO. 10/15 MTN yes yes XS RWE AG NRA 10/UNBEFR. yes yes XS RHEINMETALL AG ANL.10/17 yes yes XS IBERDROLA FIN. 10/16 MTN yes yes XS DT.TELEK.INTL F.10/30 MTN yes yes XS ARCELORMITTAL 10/17 MTN yes yes XS VOLKSWAGEN LEASING 11/15 yes yes XS FMC FINANCE VII 11/21 yes yes XS BMW FIN. NV 11/16 MTN yes yes XS PORT.TEL.INTL 11/16 MTN yes yes XS SUEDZUCKER INTL 11/18 yes yes XS GE CAP.EURO. 11/16 MTN yes yes XS IBERDROLA FIN. 11/17 MTN yes yes XS GOODYEAR DUNLOP 11/19REGS yes yes XS WUERTH FIN.INTL 11/18 yes yes XS GERRESHEIMER ANL.11/18 yes yes XS HECKLER+KOCH 11/18 REG.S no yes XS GE CAP.EURO. 11/17 MTN yes yes XS OMV HYBRIDKAP. ANL yes yes XS LINDE FIN. 11/21 MTN yes yes XS VOLKSWAGEN LEASING 11/16 yes yes XS NORSKE SKOGINDUSTR. 11/16 yes yes XS BMW FIN. NV 11/18 MTN yes yes XS ENBW AG ANL.11/72 yes yes XS FMC FINANCE VIII 11/18 yes yes XS HDLBGCEM.FIN.LU. 11/18 yes yes XS ,25% OMV ANL /S.4 yes yes XS IBERDROLA FIN. 11/16 MTN yes yes XS VOLKSWAGEN LEASING 11/18 yes yes XS LINDE FIN. 11/18 MTN yes yes XS FMC FINANCE VIII 12/19 yes yes XS BMW FIN. NV 12/19 MTN yes yes XS % WIENERBERGER ANL yes yes XS VOLKSWAGEN INTL 12/19 MTN yes yes XS HDLBGCEM.FIN.LU. 12/16 yes yes XS FRESENIUS FIN. 12/19 REGS yes yes S+MM /

9 ISIN corporate bonds MM BALFR MM WALFR XS ARCELORMITTAL 12/18 MTN yes yes XS TEL.FIN.12/22 MTN yes yes XS IBERDROLA INTL 12/18 MTN yes yes XS VOLKSWAGEN INTL 12/17 MTN yes yes XS LINDE FIN. 12/19 MTN yes yes XS GE CAP.EURO. 12/19 MTN yes yes XS VOLKSWAGEN LEASING 12/15 yes yes XS IBERDROLA INTL.13/UND.FLR yes yes XS BERTELSMANN ANL.12/22 yes yes XS VOLKSWAGEN LEASING 12/22 yes yes XS UNITYM.NRW/HE.12/22 REGS yes yes XS LINDE MTN 12/20 yes yes XS IBERDROLA INTL 12/17 MTN yes yes XS GE CAP.EURO. 12/15 MTN yes yes XS OMV 2,625% ANL /S.5 yes yes XS OMV 3,5% ANL /S.6 yes yes XS BASF MTN 12/18 yes yes XS VOESTALPINE 12/18 MTN yes yes XS CELESIO FINANCE 12/16 yes yes XS PORT.TEL.INTL 12/18 MTN yes yes XS OTTO GCKG ANL.12/19 yes yes XS DT.TELEK.INTL F.12/24 MTN yes yes XS DT.TELEK.INTL F.12/19 MTN yes yes XS BMW FIN. NV 12/18 MTN yes yes XS TITAN GLOBAL FIN. 12/17 no yes XS UNITYM.NRW/HE.12/23 REGS yes yes XS METRO FIN. 12/18 MTN yes yes XS KRAUSSMAFF.12/20 REG.S yes yes XS FRESENIUS FIN. 13/20 REGS yes yes XS VOLKSWAGEN INTL 13/20 MTN yes yes XS GE CAP.EURO. 13/18 MTN yes yes XS GE CAP.EURO. 13/23 MTN yes yes XS ABENGOA 13/19 CV REGS yes XS DT.TELEK.INTL F.13/21 MTN yes yes XS DT.TELEK.INTL F.13/28 MTN yes yes XS BMW FIN. NV 13/23 MTN yes yes XS BMW FIN. NV 13/16 MTN yes yes XS TELEKOM AUSTR. 13 UND.FLR yes yes XS UNITYM.NRW/HE.13/23 REGS yes yes XS RWE FIN. 13/20 MTN yes yes XS IBERDROLA INTL 13/21 MTN yes yes XS ABENGOA FIN. 13/18 REGS yes yes XS BASF MTN 13/21 yes yes XS OTE PLC 13/18 MTN yes yes XS KION FIN. 13/20 REGS yes yes XS ELG 2,75% Fix.Rate Bonds yes yes XS VOLKSWAGEN INTL 13/33 MTN yes yes XS VOLKSWAGEN INTL 13/16 MTN yes yes XS VOLKSWAGEN INTL 13/21 MTN yes yes XS ZIGGO 13/20 REGS yes XS EVONIK IND.MTN 13/20 yes yes XS UNITYM.NRW/HE.13/23 REGS yes yes XS SCHAEFFLER FIN.13/18 REGS yes yes XS GE CAP.EURO. 13/17 MTN yes yes XS PORT.TEL.INTL 13/20 MTN yes yes XS VOLKSWAGEN BK. 13/18 yes yes XS INEOS GRP HLDG 13/18 yes yes XS ROB.BOSCH INV.NL 13/21MTN yes yes XS ROB.BOSCH INV.NL 13/28MTN yes yes XS ROB.BOSCH INV.NL 13/33MTN yes yes XS THOMAS COOK FIN.13/20REGS yes yes XS STADA ANL 13/18 yes yes XS IBERDROLA INTL 13/20 MTN yes yes XS INTRALOT FIN.LU 13/18REGS yes yes XS CONTINENTAL MTN 13/18 yes yes XS GE CAP.EURO. 13/20 MTN yes yes XS TAG IMMOBILIEN ANL.13/18 yes yes XS SCHAEFFLER H.F.13/18 REGS yes yes XS BMW FIN. NV 13/20 MTN yes yes XS VOLKSWAGEN INTL 13/UN.FLR yes yes XS VOLKSWAGEN INTL 13/UN.FLR yes yes XS CONTINENTAL MTN 13/20 yes yes XS OTTO GCKG MTN 13/20 yes yes XS CONTI GUMMI FIN. 13/17MTN yes yes XS HAPAG LLOYD AG 13(18)REGS yes yes XS RWE FIN. 13/24 MTN yes yes XS INEOS GRP HLDG 14/19 yes yes XS UNITYM.NRW/HE.13/29 REGS yes yes XS HDLBGCEM.FIN.LU. 13/20MTN yes yes XS IBERDROLA INTL 13/22 MTN yes yes XS OMV 1,75% ANL /S.7 yes yes S+MM /

10 ISIN corporate bonds MM BALFR MM WALFR XS DT.RASTSTAETTEN 13/20REGS yes yes XS K+S AG ANL.13/18 yes yes XS K+S AG ANL.13/21 yes yes XS TEL.FIN. 13/21 MTN yes yes XS HDLBGCEM.FIN.LU. 13/21MTN yes yes XS SGL CARBON ANL.13/21 REGS yes yes XS FRESENIUS FIN. 14/19 REGS yes yes XS FRESENIUS FIN. 14/21 REGS yes yes XS VOLKSWAGEN LEASING 14/24 yes yes XS BMW FIN. NV 14/19 MTN yes yes XS BMW FIN. NV 14/24 MTN yes yes XS BASF MTN 14/19 yes yes XS BASF MTN 14/24 yes yes XS BAYER AG 14/18 MTN yes yes XS BAYER AG 14/21 MTN yes yes XS FRESENIUS FIN. 14/24 REGS yes yes XS MERCK CO. 14/26 yes yes XS MERCK CO. 14/34 yes yes XS MERCK CO. 14/21 yes yes XS TUI AG AN.REG.S 14/19 yes yes XS NUMERICABLE SFR 14/24REGS yes yes XS NUMERICABLE SFR 14/22 yes yes XS VOLKSWAGEN BK. MTN 14/19 yes yes XS PRAXAIR 14/20 yes yes XS HDLBGCEM.FIN.LU. 14/19 yes yes XS ENBW AG ANL.14/76 yes yes XS VOLKSWAGEN INTL 14/UNDFLR yes yes XS VOLKSWAGEN INTL 14/UNDFLR yes yes XS ARCELORMITTAL 14/19 MTN yes yes XS DUERR AG ANL.14/21 yes yes XS ABENGOA FIN. 14/21 REGS yes yes XS AIRBUS GRP FIN. 14/24 MTN yes yes XS VOLKSWAGEN LEASING 14/17 yes yes XS VOLKSWAGEN LEASING 14/22 yes yes XS AIR BERLIN 14/19 yes yes XS IBERDROLA INTL 14/22 MTN yes yes XS INTRALOT CAP.LU 14/21REGS yes yes XS MOTOR OIL FIN. 14/19 no yes XS SCHAEFFLER FIN.14/19 REGS yes yes XS SCHAEFFLER FIN.14/22 REGS yes yes XS SCHAEFFLER FIN.14/19 REGS yes yes XS MAHLE MTN 14/21 yes yes XS LINDE FIN. 14/24 MTN yes yes XS ENBW INTL FIN. 14/26 MTN yes yes XS SELECTA GRP 14/20 REGS yes yes XS VOLKSWAGEN INTL 14/39 MTN yes yes XS ROBERT BOSCH MTN.14/24 yes yes XS ARCELORMITTAL 14/20 MTN yes yes XS ROBERT BOSCH MTN.14/39 yes yes XS TITAN GLOBAL FIN. 14/19 no yes XS OTE PLC 14/20 MTN no yes XS INEOS GRANGEM. 14/19 yes yes XS BMW FIN. NV 14/18 MTN yes yes XS BMW FIN. NV 14/22 MTN yes yes XS NYRSTAR NL HLDS 14/19REGS yes yes XS LUFTHANSA AG MTN 14/19 yes yes XS ABENGOA GREENF.14/19 REGS yes yes XS ADIDAS AG ANL. 14/21 yes yes XS ADIDAS AG ANL. 14/26 yes yes XS IBERDROLA INTL 14/24 MTN yes yes XS BERTELSMANN ANL.14/24 yes yes XS SCHAEFFLER H.F.14/21 REGS yes yes XS BAYER CAP.CORP. 14/23 MTN yes yes XS OMV 0,60% ANL /S.8 yes yes XS VERBUND 1,5 % NOTES yes yes XS PRAXAIR 14/25 yes yes XS HAPAG LLOYD AG 14(19)REGS yes yes XS UNITYM.NRW/HE.14/25 REGS yes yes XS MERCK KGAA SUB.ANL.14/74 yes yes XS MERCK KGAA SUB.ANL.14/74 yes yes XS ARCELORMITTAL 15/22 MTN yes yes XS VOLKSWAGEN INTL 15/23 MTN yes yes XS VOLKSWAGEN INTL 15/30 MTN yes yes XS BMW FIN. NV 15/25 MTN yes yes XS BMW FIN. NV 15/20 MTN yes yes XS GE CAP.EURO. 15/22 MTN yes yes XS ZIGGO BOND FIN.15/25 REGS yes yes XS IBERDROLA INTL 15/23 MTN yes yes XS STADA ARZNEIMITT.IS 15/22 yes yes S+MM /